Changes in Beneficial Ownership · 4
Nu Holdings Ltd.
NUNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-08-24
- Issuer
- Nu Holdings Ltd.
- Issuer CIK
- 0001691493
- Trading symbol
- NU
Reporting owner 1
- Name
- LEONE DOUGLAS M
- Reporting owner CIK
- 0001195580
- Relationship
- Director
- Address
- RUA CAPOTE VALENTE, 39, PINHEIROS, SAO PAULO, BRAZIL, D5, 05409001
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A ordinary shares ("Class A Shares") | 2026-08-24 | A · Form 4 | 1,356 | A | 0 | 200,221[F1] | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Class A Shares | 27,753,845 | I | By Family Trust[F2] |
| Class A Shares | 1,740,390 | I | By Family Limited Partnerships[F2] |
Table key
- I
- Indirect
Footnotes
- F1
- Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with grant(s) made prior to this current grant of RSUs. Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.↩ 1
Signature 1
- Signed
- /s/ Beatriz Outeiro, attorney-in-fact for Douglas Mauro Leone
- Date
- 2026-08-26