Notice of Proposed Sale · 144
Nu Holdings Ltd.
NUNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Nu Holdings Ltd.
- Issuer CIK
- 0001691493
- SEC file number
- 001-41129
- Phone
- 3459492648
- Person for whose account securities are to be sold
- THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025
- Relationships to issuer
- Officer
- Street
- Campbells Corporate Services Limited
- City
- Cricket Square
- State / country code
- E9
- Postal code
- KY1-9010
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 50,000 | 696,500.00 | 3,807,883,872 | 08/14/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 07/01/2021 | Restricted Stock Units | Issuer | 25,000 | N | 07/01/2021 | N/A |
| Common | 10/25/2024 | Previously Exercised Stock Options | Issuer | 25,000 | N | 10/25/2024 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/14/2026
- Signed
- /s/ Christina Junqueira, Trustee
- Plan adoption dates
- 03/27/2026