Notice of Proposed Sale · 144
Nu Holdings Ltd.
NUNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- NU HOLDINGS LTD.
- Issuer CIK
- 0001691493
- SEC file number
- 001-41129
- Phone
- 888-888-8888
- Person for whose account securities are to be sold
- VICTORY LANE CAPITAL LTD
- Relationships to issuer
- Officer
- Street
- RUA CAPOTE VALENTE, 39
- Street (continued)
- PINHEIROS
- City
- SAO PAULO, SP
- State / country code
- D5
- Postal code
- 05409-000
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 100,000 | 1,495,410.00 | 3,808,088,000 | 08/17/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 07/31/2020 | Private Acquisition from Issuer/Affiliate | Issuer | 100,000 | N | 07/31/2020 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/17/2026
- Signed
- /s/ Christina Junqueira