Notice of Proposed Sale · 144
Ciena Corporation
CIENNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- CIENA CORPORATION
- Issuer CIK
- 0000936395
- SEC file number
- 001-36250
- Phone
- (410) 694-5700
- Person for whose account securities are to be sold
- JASON PHIPPS
- Relationships to issuer
- Officer
- Street
- 8150 Maple Lawn Boulevard, Suite 300
- City
- Fulton
- State / country code
- MD
- Postal code
- 20759
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 2,629 | 933,794.51 | 141,808,525 | 10/01/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/20/2026 | Restricted Stock | Issuer | 2,629 | N | 09/20/2026 | Not Applicable |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ Jason Matthew Phipps
- Plan adoption dates
- 10/06/2025
Company context
Ciena is the global leader in high-speed connectivity. We build the world’s most advanced networks to support exponential growth in bandwidth demand. By harnessing the power of our networking systems, interconnects, automation software, and services, Ciena revolutionizes data transmission and network management. With unparalleled expertise and innovation, we empower our customers, partners, and communities to thrive in the AI era.