Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS
Home/The Filing Wire/XAI Floating Rate & Alternative Income Trust/ DEFA14A

SEC Filing · DEFA14A

XAI Floating Rate & Alternative Income Trust

SEC Filing

Filed Aug 3, 2026Accepted Aug 3, 2026, 4:51 PM EDTCIK 1703079Accession 0001213900-26-084694
View company →Permanent SEC source ↗
Share

Company context

XA Investments LLC is a Chicago-based firm founded by XMS Capital Partners in 2016. XAI serves as the investment adviser for two listed closed-end funds and an interval closed-end fund. In addition to investment advisory services, the firm also provides investment fund structuring and consulting services focused on registered closed-end funds to meet institutional client needs. XAI offers custom product build and consulting services, including product development and market research, marketing and fund management. XAI believes that the investing public can benefit from new vehicles to access a broad range of alternative investment strategies and managers. For more information, please visit www.xainvestments.com.

Current securities

XFLTNYSE · ETF · Current
Historical securities (1)
XFLT PRANYSE · PREFERRED · Historical · closed Oct 30, 2025

Recent company filings

  1. SC TO-I/A - filed by XAI Floating Rate & Alternative Income Trust regarding XAI Floating Rate & Alternative Income TrustOct 21, 2026
  2. SC TO-I/A - filed by XAI Floating Rate & Alternative Income Trust regarding XAI Floating Rate & Alternative Income TrustOct 20, 2026
  3. SC TO-I - filed by XAI Floating Rate & Alternative Income Trust regarding XAI Floating Rate & Alternative Income TrustSep 18, 2026
  4. NPORT-P filingAug 28, 2026
  5. N-PX filingAug 14, 2026

As-filed source

Primary evidence
As filedOpen full document ↗

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.