Notice of Proposed Sale · 144
Sea Limited
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Sea Limited
- Issuer CIK
- 0001703399
- SEC file number
- 001-38237
- Phone
- 65-6270-8100
- Person for whose account securities are to be sold
- Chen Jingye
- Relationships to issuer
- Affiliate
- Street
- 1 Fusionopolis Place, #17-10
- Street (continued)
- Singapore
- City
- Galaxis
- State / country code
- U0
- Postal code
- 138522
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| ADS | 300,000 | 33,999,000 | 565,506,375 | 09/09/2026 | NYSE | J.P. Morgan Securities LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- J.P. Morgan Securities LLC
- Street
- 270 Park Avenue - 10th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| ADS | 07/17/2023 | Exercise of share options under Issuer's ESOP | Issuer | 232,529 | N | 07/17/2023 | Compensation for services provided |
| ADS | 08/15/2023 | Exercise of share options under Issuer's ESOP | Issuer | 2,140 | N | 08/15/2023 | Compensation for services provided |
| ADS | 03/31/2024 | Vesting of restricted share units | Issuer | 2,834 | N | 03/31/2024 | Compensation for services provided |
| ADS | 06/30/2024 | Vesting of restricted share units | Issuer | 2,175 | N | 06/30/2024 | Compensation for services provided |
| ADS | 07/26/2024 | Exercise of share options under Issuer’s ESOP | Issuer | 60,322 | N | 07/26/2024 | Compensation for services provided |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
Sales are via an entity controlled by the filer.
Notice signature
- Notice date
- 09/09/2026
- Signed
- /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Chen Jingye
- Plan adoption dates
- 06/10/2026
Company context
Sea Limited (NYSE: SE) is a global technology company founded in Singapore in 2009. Its mission is to better the lives of consumers and small businesses with technology. Sea operates three core businesses across e-commerce, digital financial services, and digital entertainment, known as Shopee, Monee, and Garena respectively. Shopee is the largest e-commerce platform in Southeast Asia and Taiwan and is a leading e-commerce platform in Brazil. Monee is a leading digital financial services provider in Southeast Asia with a growing presence in Latin America. Garena is a leading global online games developer and publisher.