Current Report · Items 3.02, 3.03, 5.03, 9.01 · 8-K
Flyte Aviation, Inc.
Unregistered Sales of Equity Securities · Material Modification to Rights of Security Holders · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 3.02 Unregistered Sales of Equity Securities. On July 30, 2026, Catheter Precision, Inc. (the “Company”) consummated the closing (the “Series C-4 Closing”) of the sale and issuance of an aggregate of 2,821 shares of the Company’s Series C-4 Convertible Preferred Stock, par value $0.0001 per share and stated value of $1,000 per share (the “Series C-4 Preferred Stock”), for aggregate gross proc…
Company context
Current securities
Historical securities (1)
Recent company filings
- Results of Operations and Financial ConditionOct 13, 2026
- Unregistered Sales of Equity Securities · Other EventsOct 9, 2026
- Regulation FD Disclosure · Other EventsOct 5, 2026
- Material Modification to Rights of Security Holders · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Submission of Matters to a Vote of Security Holders · Other EventsOct 2, 2026
- Other EventsSep 25, 2026
Disclosure sections
Item 3.02Item 3.02 - Unregistered Sales of Equity
Item 3.02 Unregistered Sales of Equity Securities.
On July 30, 2026, Catheter Precision, Inc. (the “Company”) consummated the closing (the “Series C-4 Closing”) of the sale and issuance of an aggregate of 2,821 shares of the Company’s Series C-4 Convertible Preferred Stock, par value $0.0001 per share and stated value of $1,000 per share (the “Series C-4 Preferred Stock”), for aggregate gross proceeds of $2,821,000.00. The Series C-4 Preferred Stock was issued pursuant to the exercise by certain investors (the “Participating Buyers”) of their Additional Investment Right under Section 1(e) of that certain Securities Purchase Agreement, dated as of March 9, 2026 (the “Purchase Agreement”), by and among the Company, the Participating Buyers and other and investors party thereto.
The terms of the Series C-4 Preferred Stock are set forth in the Certificate of Designation of Preferences, Rights and Limitations of Series C-4 Convertible Preferred Stock (the “Series C-4 Certificate of Designation”), which was filed by the Company with the Secretary of State of the State of Delaware on July 27, 2026. A copy of the Series C-4 Certificate of Designation is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Dawson James Securities, Inc. acted as placement agent for the Company in connection with the Series C-4 Closing. The Company paid Dawson James customary placement agent fees and expenses in connection therewith, as previously disclosed in the Company’s Current Report on Form 8-K filed with the SEC on March 9, 2026.
The Company intends to use the net proceeds from the Series C-4 Closing for working capital, general corporate purposes and the redemption of all of the Company’s issued and outstanding Series B Convertible Preferred Stock.
The Series C-4 Preferred Stock was issued in transactions exempt from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D promulgated thereunder, as transactions by an issuer not involving any public offering. Each Participating Buyer is an “accredited investor” as defined in Rule 501 of Regulation D and acquired the securities for investment only and not with a view to, or for sale in connection with, any distribution thereof. The offering did not involve any general solicitation or general advertising, and appropriate transfer restrictions and customary restrictive legends have been imposed on the securities.
The information set forth in this Item 3.02 is being provided in supplement to the disclosures previously made by the Company in the Company’s Current Reports on Form 8-K filed with the SEC on March 9, 2026 (the “Prior 8-K”), and is qualified in its entirety by reference to the descriptions of the foregoing transactions and the related transaction documents in the Prior 8-K.
Item 3.03Item 3.03 - Material Modification to Rights
Item 3.03 Material Modification to Rights of Security Holders.
The information set forth under Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference. The Series C-4 Preferred Stock, upon issuance, ranks senior to the Common Stock with respect to dividends and distributions on liquidation, dissolution or winding-up of the Company, and conversion of the Series C-4 Preferred Stock into Common Stock will result in dilution of the existing holders of Common Stock. The rights, preferences, privileges and restrictions of the Series C-4 Preferred Stock are as set forth in the Series C-4 Certificate of Designation, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On July 27, 2026, the Company filed the Series C-4 Certificate of Designation with the Secretary of State of the State of Delaware.
The foregoing description of the Series C-4 Certificate of Designation does not purport to be complete and is qualified in its entirety by reference to the full text of the Series C-4 Certificate of Designation, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.