Changes in Beneficial Ownership · 4
Broadcom Inc.
AVGONASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
tm2626134-1_4seq1.xml
Filing details
- Report period
- 2026-09-23
- Issuer
- Broadcom Inc.
- Issuer CIK
- 0001730168
- Trading symbol
- AVGO
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- SAMUELI HENRY
- Reporting owner CIK
- 0001201633
- Relationship
- Director
- Address
- C/O BROADCOM INC., 3421 HILLVIEW AVENUE, PALO ALTO, CA, 94304
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 22,624 | D | 354.75[F2] | 29,961,416 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 22,946 | D | 355.55[F3] | 29,938,470 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 10,058 | D | 356.59[F4] | 29,928,412 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 6,959 | D | 357.66[F5] | 29,921,453 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 4,560 | D | 358.47[F6] | 29,916,893 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 2,162 | D | 359.48[F7] | 29,914,731 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 397 | D | 360.76[F8] | 29,914,334 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 512 | D | 361.48[F9] | 29,913,822 | I | See Footnote[F19] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 186,809 | D | 354.71[F10] | 36,327,861 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 230,031 | D | 355.5[F11] | 36,097,830 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 85,221 | D | 356.58[F12] | 36,012,609 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 50,998 | D | 357.52[F13] | 35,961,611 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 44,618 | D | 358.42[F14] | 35,916,993 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 22,579 | D | 359.44[F15] | 35,894,414 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 407 | D | 361.18[F16] | 35,894,007 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | S · Form 4[F1] | 11,309 | D | 361.79[F17] | 35,882,698 | I | See Footnote[F20] |
| Common Stock, $0.001 par value | 2026-09-23 | G · Form 4[F1] | 72,474 | D | 0 | 35,810,224 | I | See Footnote[F20] |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Disposed
- I
- Indirect
- G · Form 4
- Bona fide gift
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock, $0.001 par value | 864[F18] | D | |
| Common Stock, $0.001 par value | 12,272,030 | I | See Footnote[F21] |
| Common Stock, $0.001 par value | 4,596,900 | I | See Footnote[F22] |
Table key
- D
- Direct
- I
- Indirect
Footnotes
- F1
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.↩ 1↩ 2↩ 3↩ 4↩ 5↩ 6↩ 7↩ 8↩ 9↩ 10↩ 11↩ 12↩ 13↩ 14↩ 15↩ 16↩ 17
- F2
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.↩ 1
- F3
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.↩ 1
- F4
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.↩ 1
- F5
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.↩ 1
- F6
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.↩ 1
- F7
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.↩ 1
- F8
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.↩ 1
- F9
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.↩ 1
- F10
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.↩ 1
- F11
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.↩ 1
- F12
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.↩ 1
- F13
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.↩ 1
- F14
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.↩ 1
- F15
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.↩ 1
- F16
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.↩ 1
- F17
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.↩ 1
- F18
- Includes 864 RSUs.↩ 1
- F19
- Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.↩ 1↩ 2↩ 3↩ 4↩ 5↩ 6↩ 7↩ 8
- F20
- Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.↩ 1↩ 2↩ 3↩ 4↩ 5↩ 6↩ 7↩ 8↩ 9
- F21
- Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.↩ 1
- F22
- Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.↩ 1
Signature 1
- Signed
- /s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli
- Date
- 2026-09-25
Company context
Broadcom Inc. (NASDAQ: AVGO) is a technology leader that designs, develops, and supplies semiconductors and infrastructure software for global organizations’ complex, mission-critical needs. Broadcom combines long-term R&D investment with superb execution to deliver the best technology, at scale. Broadcom is a Delaware corporation headquartered in Palo Alto, CA.