Notice of Proposed Sale · 144
BayCom Corp
BCMLNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- BayCom Corp
- Issuer CIK
- 0001730984
- SEC file number
- 001-38483
- Phone
- 925-476-1800
- Person for whose account securities are to be sold
- Guarini George J.
- Relationships to issuer
- Officer · Director
- Street
- 500 YGNACIO VALLEY ROAD
- Street (continued)
- SUITE 200
- City
- WALNUT CREEK
- State / country code
- CA
- Postal code
- 94596
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 27,478 | 844,398.00 | 10,909,317 | 07/29/2026 | Nasdaq | Charles Schwab Corp |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab Corp
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 03/13/2023 | Open Market Purchase | Open Market | 109 | N | 03/13/2023 | Cash |
| Common | 07/17/2026 | Equity Compensation | Issuer | 22,109 | N | 07/17/2026 | Equity Compensation |
| Common | 07/11/2025 | Equity Compensation | Issuer | 2,432 | N | 07/11/2025 | Equity Compensation |
| Common | 06/23/2011 | Equity Compensation | Issuer | 2,350 | N | 06/23/2011 | Equity Compensation |
| Common | 06/27/2011 | Open Market Purchase | Open Market | 70 | N | 06/27/2011 | Cash |
| Common | 11/11/2013 | Equity Compensation | Issuer | 408 | N | 11/17/2013 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| George J. Guarini | Common | 07/28/2026 | 203 | 6,238.04 |
Seller — prior-sale row 1, entry 1
- Name
- George J. Guarini
- Street
- 500 Ygnacio Valley Road
- Street (continued)
- Suite 200
- City
- Walnut Creek
- State / country code
- CA
- Postal code
- 94596
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
This is a late filing: Client sold 203 shares of BCML on 7/28/26
Notice signature
- Notice date
- 07/29/2026
- Signed
- George J. Guarini
Company context
The Company, through its wholly owned operating subsidiary, United Business Bank, offers a full range of loans, including SBA, CalCAP, FSA and USDA guaranteed loans, and deposit products and services to businesses and their affiliates in California, Washington, New Mexico, Colorado and Nevada. The Bank is an Equal Housing Lender and a member of FDIC. The Company’s common stock is listed on the NASDAQ Global Select Market under the symbol “BCML”. For more information, go to www.unitedbusinessbank.com.