Changes in Beneficial Ownership · 4
NIO INC
NIOIFOTCEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
tm2624185-3_4seq1.xml
Filing details
- Report period
- 2026-09-01
- Issuer
- NIO Inc.
- Issuer CIK
- 0001736541
- Trading symbol
- NIO
Reporting owner 1
- Name
- Zhou Xin
- Reporting owner CIK
- 0002109480
- Relationship
- Officer
- Officer title
- Executive Vice President
- Address
- BUILDING 19, NO. 1355, CAOBAO ROAD, MINHANG DISTRICT, SHANGHAI, CHINA, F4, 200233
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| American depositary shares[F1] | 2026-09-01 | M · Form 4 | 200,000 | A | 0 | 516,167 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Class A ordinary shares | 1,000,000 | I | by Prime Hubs Limited |
Table key
- I
- Indirect
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share units | [F2] | 2026-09-01 | M · Form 4 | 200,000 | D | 0 | [F3] | [F3] | Class A ordinary share | 200,000 | 600,000 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Footnotes
- F1
- Each American depositary share represents one Class A ordinary share.↩ 1
- F2
- The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.↩ 1
- F3
- The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.↩ 1↩ 2
Signature 1
- Signed
- /s/ Eve Tang, Attorney-in-Fact for Xin Zhou
- Date
- 2026-09-01
Company context
NIO Inc. is a pioneer and a leading company in the global smart electric vehicle market. Founded in November 2014, NIO aspires to shape a sustainable and brighter future with the mission of “Blue Sky Coming”. NIO envisions itself as a user enterprise where innovative technology meets experience excellence. NIO designs, develops, manufactures and sells smart electric vehicles, driving innovations in next-generation core technologies. NIO distinguishes itself through continuous technological breakthroughs and innovations, exceptional products and services, and a community for shared growth. NIO provides premium smart electric vehicles under the NIO brand, premium smart electric vehicles for families through the ONVO brand, and high-end smart electric compact cars with the FIREFLY brand.