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BCS

Current Report · Items 5.07, 9.01 · 8-K

ASCEND WELLNESS HOLDINGS INC

AAWHOTCEQUITYCurrent

Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On August 28, 2026, Ascend Wellness Holdings, Inc. (the “Company”) held a special meeting (the “Special Meeting”), at which the holders of shares of Class A common stock (the “Class A Common Shares”) of the Company voted on the following matters, each of which is described in detail in the Company’s definitive proxy statement filed wi…

Filed Aug 31, 2026Accepted Aug 31, 2026, 4:55 PM EDTCIK 1756390Accession 0001628280-26-059619
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Company context

AWH is a vertically integrated cannabis operator with assets in Illinois, Maryland, Massachusetts, Michigan, New Jersey, Ohio, and Pennsylvania. AWH owns and operates state-of-the-art cultivation facilities, growing award-winning strains and producing a curated selection of products for retail and wholesale customers. AWH produces and distributes its in-house Ozone, Simply Herb, High Wired, Honor Roll, Royale, and Effin’ branded products. For more information about AWH, visit www.awholdings.com.

Current securities

Historical securities (1)

Recent company filings

  1. 10-Q filingAug 12, 2026
  2. Results of Operations and Financial ConditionAug 12, 2026
  3. DEFA14A filingAug 10, 2026
  4. DEFA14A filingJul 10, 2026
  5. DEF 14A filingJul 9, 2026

Disclosure sections

Items 5.07, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07. Submission of Matters to a Vote of Security Holders. On August 28, 2026, Ascend Wellness Holdings, Inc. (the “Company”) held a special meeting (the “Special Meeting”), at which the holders of shares of Class A common stock (the “Class A Common Shares”) of the Company voted on the following matters, each of which is described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission and on SEDAR+ on July 9, 2026 (the “Special Meeting Proxy Statement”): (i) to approve an amendment to the Company’s Certificate of Incorporation to effect a reverse stock split of the Company’s Class A Common Shares (the “Reverse Stock Split”) at a ratio ranging from any whole number between 1-for-10 and 1-for-50, as determined by the Board of Directors (the “Board”) in its discretion, but prior to the date the Class A Common Shares are listed on a national securities exchange or one year from the date of the Special Meeting, whichever is earlier (the “Reverse Stock Split Proposal”); (ii) and to approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Reverse Stock Split Proposal. At the Special Meeting, a total of 113,702,839 shares of the Company’s Class A Common Stock, entitled to one vote per share, were represented in person or by proxy, constituting a quorum. Set forth below are the final voting results, as certified by the Company’s scrutineer, with respect to each of the proposals acted upon at the Special Meeting, including the number of votes cast for and against (or withheld), and the number of abstentions and broker non-votes with respect to each such proposal. Proposal 1: Reverse Stock Split The Company’s stockholders approved an amendment to the Company’s Certificate of Incorporation to effect a Reverse Stock Split at a ratio ranging from any whole number between 1-for-10 and 1-for-50, as determined by the Board in its discretion, but prior to the date the Class A Common Shares are listed on a national securities exchange or one year from the date of the Meeting, whichever is earlier, based on the following votes: FOR AGAINST WITHHELD BROKER NON-VOTES ────────────────────────────────────────────────────────────────── 112,305,378 1,391,090 6,371 — Proposal 2: Adjournment of Special Meeting The adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Reverse Stock Split Proposal, was ratified based on the following votes: FOR AGAINST WITHHELD BROKER NON-VOTES ──────────────────────────────────────────────────────────────── 113,245,527 440,826 16,486 — Because the Reverse Stock Split Proposal received sufficient votes for approval, no adjournment of the Special Meeting was necessary. The results reported above are final voting results. No other matters were considered or voted upon at the Special Meeting.

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