Notice of Proposed Sale · 144
Spruce Power Holding Corporation
SPRUNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SPRUCE POWER HOLDING CORP
- Issuer CIK
- 0001772720
- SEC file number
- 001-38971
- Phone
- 866-777-8235
- Person for whose account securities are to be sold
- Lee Ja-Chin
- Relationships to issuer
- Former Director
- Street
- 820 GESSNER ROAD
- Street (continued)
- SUITE 500
- City
- HOUSTON
- State / country code
- TX
- Postal code
- 77024
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 14,684 | 29,221.16 | 19,252,186 | 08/17/2026 | NYSE | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/12/2025 | Restricted Stock Vesting | Issuer | 14,684 | N | 08/12/2025 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Ja-Chin A. Lee | Common | 08/14/2026 | 18,847 | 37,505.53 |
Seller — prior-sale row 1, entry 1
- Name
- Ja-Chin A. Lee
- Street
- 820 Gessner Rd
- Street (continued)
- Suite 500
- City
- Houston
- State / country code
- TX
- Postal code
- 77024
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/17/2026
- Signed
- /s/ Joshua Schmitt, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee.