Changes in Beneficial Ownership · 4
South Plains Financial, Inc.
SPFINASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
primary_doc.xml
Filing details
- Report period
- 2026-11-03
- Issuer
- SOUTH PLAINS FINANCIAL, INC.
- Issuer CIK
- 0001163668
- Trading symbol
- SPFI
Reporting owner 1
- Name
- Campbell Richard D
- Reporting owner CIK
- 0001774463
- Relationship
- Director
- Address
- 5219 CITY BANK PARKWAY, LUBBOCK, TX, 79407-3544
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | 2026-11-03 | S · Form 4 | 18,848 | D | 43.61[F1] | 1,366,121 | I | By Henry TAW LP[F2][F3] |
| Common Stock | 2026-11-04 | S · Form 4 | 15,900 | D | 44.02[F4] | 1,350,221 | I | By Henry TAW LP[F2][F3] |
| Common Stock | 2026-11-05 | S · Form 4 | 17,809 | D | 44.06[F5] | 1,332,412 | I | By Henry TAW LP[F2][F3] |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Disposed
- I
- Indirect
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 10,384 | D | |
| Common Stock | 40,000 | I | By RIG LLC[F6] |
Table key
- D
- Direct
- I
- Indirect
Footnotes
- F1
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.50 to $44.31 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.↩ 1
- F2
- Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.↩ 1↩ 2↩ 3
- F3
- Reflects sales of shares owned by Henry TAW LP, over which the reporting person exercises voting authority, reflected on this Form 4 are part of Henry TAW LP's routine balance sheet management, which may also involve future transfers of various assets and holdings of Henry TAW LP, including shares of the Issuer's common stock.↩ 1↩ 2↩ 3
- F4
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.67 to $44.34 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.↩ 1
- F5
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.58 to $44.52 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.↩ 1
- F6
- Shares owned by Racham Investment Group LLC ("RIG LLC").↩ 1
Signature 1
- Signed
- /s/ By Mikella D. Newsom as Attorney-in-Fact for Richard D. Campbell
- Date
- 2026-11-05
Company context
South Plains is the bank holding company for City Bank, a Texas state-chartered bank headquartered in Lubbock, Texas. City Bank is one of the largest independent banks in West Texas and has additional banking operations in the Dallas, El Paso, Greater Houston, the Permian Basin, and College Station, Texas markets, and the Ruidoso, New Mexico market. South Plains provides a wide range of commercial and consumer financial services to small and medium-sized businesses and individuals in its market areas. Its principal business activities include commercial and retail banking, along with investment, trust and mortgage services. Please visit https://www.spfi.bank for more information.