Notice of Proposed Sale · 144
Liquidity Services, Inc.
LQDTNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- LIQUIDITY SERVICES INC
- Issuer CIK
- 0001235468
- SEC file number
- 000-51813
- Phone
- 202-467-6868
- Person for whose account securities are to be sold
- JOHN PATRICK DAUNT
- Relationships to issuer
- Officer
- Street
- 6931 Arlington Road, Suite 460
- City
- Bethesda
- State / country code
- MD
- Postal code
- 20814
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 2,145 | 91,870.35 | 31,331,618 | 10/01/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/01/2026 | Exercise of Stock Options | Issuer | 2,145 | N | 10/01/2026 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for JOHN PATRICK DAUNT | Common | 09/01/2026 | 715 | 29,508.05 |
| 10b5-1 Sales for JOHN PATRICK DAUNT | Common | 08/03/2026 | 715 | 27,885.00 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for JOHN PATRICK DAUNT
- Street
- 6931 Arlington Road, Suite 460
- City
- Bethesda
- State / country code
- MD
- Postal code
- 20814
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Sales for JOHN PATRICK DAUNT
- Street
- 6931 Arlington Road, Suite 460
- City
- Bethesda
- State / country code
- MD
- Postal code
- 20814
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ John Patrick Daunt
- Plan adoption dates
- 12/10/2025
Company context
Liquidity Services (NASDAQ:LQDT) is the leading global provider of e-commerce marketplaces and software solutions powering the circular economy with over $15 billion in completed transactions to more than six million qualified buyers and 15,000 corporate and government sellers worldwide. The company supports its clients' sustainability efforts by helping them extend the life of assets, prevent unnecessary waste and carbon emissions, and reduce the number of products headed to landfills.