Changes in Beneficial Ownership · 4
AvePoint, Inc.
AVPTNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
rdgdoc.xml
Filing details
- Report period
- 2026-09-11
- Issuer
- AvePoint, Inc.
- Issuer CIK
- 0001777921
- Trading symbol
- AVPT
Reporting owner 1
- Name
- Caci James
- Reporting owner CIK
- 0001367794
- Relationship
- Officer
- Officer title
- Chief Financial Officer
- Address
- C/O AVEPOINT, INC., 525 WASHINGTON BOULEVARD, SUITE 1400, JERSEY CITY, NJ, 07310
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock[F1] | 2026-09-11 | F · Form 4 | 6,120[F2] | D | 12.66 | 686,023[F3] | D |
| Common Stock[F1] | 2026-09-14 | F · Form 4 | 2,517[F2] | D | 13.60 | 683,506[F3] | D |
Table key
- F · Form 4
- Securities delivered or withheld for exercise price or tax liability under Rule 16b-3
- D
- Direct
Footnotes
- F1
- This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.↩ 1↩ 2
- F2
- Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.↩ 1↩ 2
- F3
- Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.↩ 1↩ 2
Signature 1
- Signed
- /s/ Brian Michael Brown, Attorney-in-Fact
- Date
- 2026-09-15