Notice of Proposed Sale · 144
ROBINHOOD MKTS, INC.
HOODNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ROBINHOOD MKTS, INC.
- Issuer CIK
- 0001783879
- SEC file number
- 001-40691
- Phone
- 8444285411
- Person for whose account securities are to be sold
- SHIV VERMA
- Relationships to issuer
- Officer
- Street
- 85 Willow Road
- City
- Menlo Park
- State / country code
- CA
- Postal code
- 94025
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 11,472 | 1,311,593.76 | 790,630,234 | 09/15/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/01/2025 | Restricted Stock Units | Issuer | 11,472 | N | 09/01/2025 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for SHIV VERMA | Common | 08/17/2026 | 3,982 | 378,568.74 |
| 10b5-1 Sales for SHIV VERMA | Common | 07/15/2026 | 3,982 | 456,774.62 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for SHIV VERMA
- Street
- 85 Willow Road
- City
- Menlo Park
- State / country code
- CA
- Postal code
- 94025
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Sales for SHIV VERMA
- Street
- 85 Willow Road
- City
- Menlo Park
- State / country code
- CA
- Postal code
- 94025
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 09/15/2026
- Signed
- /s/ Shiv Verma
- Plan adoption dates
- 08/20/2025
Company context
Robinhood Markets, Inc. (NASDAQ: HOOD) is a global leader in financial services offering retail brokerage, crypto, advisory, digital banking services, and private markets access to a new generation of investors. Additional information about Robinhood can be found at www.robinhood.com. Robinhood uses the “Overview” tab of its Investor Relations website (accessible at investors.robinhood.com/overview) and its Newsroom (accessible at newsroom.aboutrobinhood.com), as means of disclosing information to the public in a broad, non-exclusionary manner for purposes of the U.S. Securities and Exchange Commission’s (“SEC”) Regulation Fair Disclosure (Reg. FD). Investors should routinely monitor those web pages, in addition to Robinhood’s press releases, SEC filings, and public conference calls and webcasts, as information posted on them could be deemed to be material information.