Current Report · Items 3.01, 7.01, 9.01 · 8-K

Trinity Capital Inc.

TRINNASDAQEQUITYCurrent

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing · Regulation FD Disclosure

Filed Jul 14, 2026Accepted Jul 14, 2026, 4:30 PM EDTCIK 1786108Accession 0001193125-26-303247

Company context

Trinity Capital Inc. (NYSE: TRIN) is an international alternative asset manager that seeks to deliver consistent returns for investors through access to private credit markets. Trinity Capital sources and structures investments in well-capitalized growth-oriented companies across five distinct lending verticals: Sponsor Finance, Equipment Finance, Tech Lending, Asset Based Lending, and Healthcare & Life Sciences. Headquartered in Phoenix, Arizona, Trinity Capital’s dedicated team is strategically located across the United States and Europe. For more information on Trinity Capital, please visit trinitycapital.com and stay connected to the latest activity via LinkedIn.

Current securities

TRINNASDAQ · EQUITY · Current

Historical securities (3)

TRININASDAQ · NOTE · Historical · closed Jul 24, 2026 TRINLNASDAQ · EQUITY · Historical · closed Jan 16, 2025 TRINZNASDAQ · NOTE · Historical · closed Jul 24, 2026

Recent company filings

Disclosure sections

Items 3.01, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 3.01Item 3.01 - Notice of Delisting

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On July 14, 2026, acting pursuant to authorization from Trinity Capital Inc.’s (the “Company”) board of directors (the “Board”), the Company announced its intention to voluntarily withdraw the listing of its common stock, par value $0.001 per share (the “Common Stock”), its 7.875% Notes due 2029 (the “March 2029 Notes”), and its 7.875% Notes due 2029 (the “September 2029 Notes”, and together with the March 2029 Notes, the “Notes”) from the Nasdaq Global Select Market (“Nasdaq”) and transfer the listings to the New York Stock Exchange (the “NYSE”) and NYSE Texas. The Company expects the Common Stock and the Notes to be listed and begin trading on the NYSE and NYSE Texas under the ticker symbols “TRIN”, “TRNZ”, and “TRNI”, respectively, on or about July 27, 2026. Until that time, the Common Stock and the Notes will continue to trade on Nasdaq.

Item 7.01Item 7.01 - Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure On July 14, 2026, the Company issued the press release attached hereto as Exhibit 99.1 in connection with the transfer of the Common Stock and the Notes to the NYSE and NYSE Texas. The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information provided herein shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

Filed exhibits (1)

EX-99.1 (by filename) trin-ex99_1.htm

EX-99.1 2 trin-ex99_1.htm EX-99.1 EX-99.1 Exhibit 99.1 Trinity Capital to Transfer Listing to New York Stock Exchange PHOENIX, July 14, 2026 /PRNewswire/ -- Trinity Capital Inc. (Nasdaq: TRIN) (the “Company” or “Trinity Capital”), a leading international alternative asset manager, today announced that it plans to transfer the listing of its common stock to the New York Stock Exchange (“NYSE”) and NYSE Texas from the Nasdaq Stock Market (“Nasdaq”). The Company expects to begin trading as a NYSE-listed company on or about July 27, 2026, maintaining the current ticker symbol “TRIN” for its common stock. Until the close of trading on July 24, 2026, Trinity Capital’s common stock will continue to trade on Nasdaq under the ticker symbol “TRIN.” In addition, the Company’s two Fixed Rate Senior Notes due 2029 - the 7.875% Notes due March 2029 and the 7.875% Notes due September 2029 (together, the “Notes”) - which currently trade on Nasdaq under the symbols “TRINZ” and “TRINI,” respectively, will also transfer to the NYSE and NYSE Texas. The Notes are expected to begin trading on the NYSE and NYSE Texas on or about July 27, 2026 under the new ticker symbols “TRNZ” and “TRNI,” respe…

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