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Current Report · Items 1.01, 9.01 · 8-K

Star Mountain Lower Middle-Market Capital Corp

Entry into a Material Definitive Agreement

Item 1.01 - Entry into a Material Definitive Agreement. On August 13, 2026, Star Mountain Lower Middle-Market Capital Corp. (the “Company”) entered into a sixth amendment (the “Sixth Amendment”) to the Loan and Servicing Agreement dated as of July 2, 2021 between the Company, as the Borrower, Webster Bank, N.A.…

Filed Aug 19, 2026Accepted Aug 19, 2026, 11:36 AM EDTCIK 1786835Accession 0001193125-26-356397
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Recent company filings

  1. SC TO-I - filed by Star Mountain Lower Middle-Market Capital Corp regarding Star Mountain Lower Middle-Market Capital CorpAug 31, 2026
  2. SC TO-I/A - filed by Star Mountain Lower Middle-Market Capital Corp regarding Star Mountain Lower Middle-Market Capital CorpAug 31, 2026
  3. 10-Q filingAug 13, 2026
  4. Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementAug 12, 2026
  5. Submission of Matters to a Vote of Security HoldersJul 13, 2026

Disclosure sections

Items 1.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01 - Entry into a Material Definitive Agreement. On August 13, 2026, Star Mountain Lower Middle-Market Capital Corp. (the “Company”) entered into a sixth amendment (the “Sixth Amendment”) to the Loan and Servicing Agreement dated as of July 2, 2021 between the Company, as the Borrower, Webster Bank, N.A. (f/k/a Sterling National Bank), as the collateral agent and administrative agent (in such capacities, the “Agent”), and the lenders party thereto (the “Lenders”) (as amended, amended and restated or otherwise modified from time to time, the “Loan and Servicing Agreement”). Capitalized terms used and not defined herein shall have the meanings ascribed in the Loan and Servicing Agreement. The Sixth Amendment, among other things, (i) increased Advance Rates applicable to First Lien Loan Assets and First Lien Last Out Loan Assets, (ii) reduced the Aggregate Commitments under the facility provided by the Loan and Servicing Agreement from $200.0 million to $185.0 million, (iii) modified certain Concentration Limits, (iv) extended the Scheduled Maturity Date from June 30, 2028 to July 3, 2029 and (v) amended the Swing Loan Excess Amount definition to mean, at any time, an amount equal to the lesser of (i) $15,000,000 and (ii) $95,000,000 minus the Swing Lender’s Commitment at such time. The foregoing description is only a summary of the material provisions of the Sixth Amendment and is qualified in their entirety by reference to a copy of the Sixth Amendment, which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated by reference herein.

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