Notice of Proposed Sale · 144
Carlsmed, Inc.
CARLNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- CARLSMED, INC.
- Issuer CIK
- 0001794546
- SEC file number
- 001-42756
- Phone
- 858-295-9290
- Person for whose account securities are to be sold
- Greenstein Leonard M.
- Relationships to issuer
- Former Officer
- Street
- 1800 ASTON AVENUE
- Street (continued)
- SUITE 100
- City
- CARLSBAD
- State / country code
- CA
- Postal code
- 92008
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 4,136 | 57,872.15 | 27,302,743 | 10/14/2026 | NASDAQ | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/07/2026 | Restricted Stock Vesting | Issuer | 4,136 | N | 10/07/2026 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Notice signature
- Notice date
- 10/14/2026
- Signed
- /s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Leonard Greenstein
Company context
Carlsmed is a medical technology company pioneering AI-enabled personalized spine surgery solutions with a mission to improve outcomes and decrease the cost of healthcare for spine surgery and beyond.
Current securities
Recent company filings
- S-8 filingOct 1, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureSep 30, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureSep 8, 2026
- EFFECT filingAug 21, 2026
- S-3 filingAug 14, 2026