Changes in Beneficial Ownership · 4
APi Group Corporation
APGNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1785962848.xml
Filing details
- Report period
- 2026-08-03
- Issuer
- APi Group Corp
- Issuer CIK
- 0001796209
- Trading symbol
- APG
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- ASHKEN IAN G H
- Reporting owner CIK
- 0001093725
- Relationship
- Director
- Address
- C/O API GROUP CORP, 1100 OLD HIGHWAY 8 NW, NEW BRIGHTON, MN, 55112
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | 2026-08-03 | S · Form 4 | 214,928[F1] | D | 39.91[F2] | 9,262,356 | I | by Nancy and Ian Ashken Investment Trust LLLP[F3] |
| Common Stock | 2026-08-04 | S · Form 4 | 80,071[F1] | D | 40.33[F4] | 9,182,285 | I | by Nancy and Ian Ashken Investment Trust LLLP[F3] |
| Common Stock | 2026-08-04 | S · Form 4 | 5,001[F1] | D | 40.76[F5] | 9,177,284 | I | by Nancy and Ian Ashken Investment Trust LLLP[F3] |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Disposed
- I
- Indirect
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 300,000 | I | See footnote[F6] |
| Common Stock | 58,470 | I | By Ian G.H. Ashken Living Trust[F7] |
| Common Stock | 15,552 | I | By Mariposa Acquisition IV, LLC[F8] |
Table key
- I
- Indirect
Derivative holdings
| Security | Conversion / exercise price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock | [F9] | [F9] | [F9] | Common Stock | 1,152,000 | 1,152,000 | I | By Mariposa Acquisition IV, LLC[F8] |
| Restricted Stock Units | [F10] | [F11] | [F11] | Common Stock | 4,047 | 4,047 | D |
Table key
- I
- Indirect
- D
- Direct
Footnotes
- F1
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Nancy and Ian Ashken Investment Trust LLLP (the "Ashken Investment Trust") on March 18, 2026.↩ 1↩ 2↩ 3
- F2
- Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.75 to $40.13 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.↩ 1
- F3
- The shares of Common Stock reported herein are held directly by the Ashken Investment Trust, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.↩ 1↩ 2↩ 3
- F4
- Represents the weighted average price of the shares sold on August 4, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.75 to $40.745 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.↩ 1
- F5
- Represents the weighted average price of the shares sold on August 4, 2026. The prices of the shares sold pursuant to the transactions ranged from $40.75 to $40.765 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.↩ 1
- F6
- Held jointly in an account by the Ashken Trust and the Nancy K. Ashken Living Trust.↩ 1
- F7
- The shares of Common Stock reported herein are held directly by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.↩ 1
- F8
- The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. The Ashken Investment Trust, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.↩ 1↩ 2
- F9
- The Series A Preferred Stock will convert into Common Stock at the option of the holder or automatically as of December 31, 2026.↩ 1↩ 2↩ 3
- F10
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.↩ 1
Signature 1
- Signed
- /s/ Louis B. Lambert, Attorney-in-Fact
- Date
- 2026-08-05
Company context
APi is a global, market-leading business services provider of fire and life safety, security, elevator and escalator, and specialty services with a substantial recurring revenue base and over 500 locations worldwide. APi provides statutorily mandated and other contracted services to a strong base of long-standing customers across industries. APi has a winning leadership culture driven by entrepreneurial business leaders delivering innovative solutions for customers. More information can be found at www.apigroupinc.com.