Changes in Beneficial Ownership · 4
TMC the metals Co Inc.
Changes in Beneficial Ownership
Structured filing — 4
tm2627069-3_4seq1.xml
Filing details
- Report period
- 2026-09-25
- Issuer
- TMC the metals Co Inc.
- Issuer CIK
- 0001798562
- Trading symbol
- TMC
Reporting owner 1
- Name
- Mallon Liam M
- Reporting owner CIK
- 0001692881
- Relationship
- Director
- Address
- C/O TMC THE METALS COMPANY INC., 1111 WEST HASTINGS STREET, 15TH FLOOR, VANCOUVER, BRITISH COLUMBIA, CANADA, A1, V6E 2J3
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | 2026-09-25 | A · Form 4 | 25,445[F1] | A | 0.00 | 25,445 | D |
| Common Shares | 2026-09-28 | A · Form 4 | 77,720[F2] | A | 0.00 | 103,165 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Incentive Equity Plan (the "Plan"), which will vest, subject to continued service through each vesting date, over a three-year period as follows: 1/3 on the first anniversary of September 25, 2026 (the "Initial Grant Date"), 1/3 on the second anniversary of the Initial Grant Date and 1/3 on the third anniversary of the Initial Grant Date. Each RSU represents the right to receive one common share upon vesting.↩ 1
- F2
- The Reporting Person was granted RSUs under the Plan, which will vest, subject to continued service through each vesting date, over a three-year period as follows: 1/3 on the first anniversary of September 28, 2026 (the "Special Grant Date"), 1/3 on the second anniversary of the Special Grant Date and 1/3 on the third anniversary of the Special Grant Date.↩ 1
Signature 1
- Signed
- /s/ Michelle Ancosky, Attorney-in-Fact
- Date
- 2026-10-09
Company context
The Metals Company is an explorer of lower-impact critical metals from seafloor polymetallic nodules, on a dual mission: (1) supply metals for energy, defense, manufacturing and infrastructure with net positive impacts compared to conventional production routes and (2) trace, recover and recycle the metals we supply to help create a metal commons that can be used in perpetuity. The Company has conducted more than a decade of research into the environmental and social impacts of offshore nodule collection and onshore processing. More information is available at www.metals.co.
Current securities
Recent company filings
- 3 filingOct 9, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureSep 29, 2026
- SD filingSep 29, 2026
- 25-NSE - filed by Nasdaq Stock Market LLC regarding TMC the metals Co Inc.Sep 9, 2026
- Regulation FD DisclosureAug 19, 2026