Notice of Proposed Sale · 144
Clover Health Investments, Corp.
CLOVNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Clover Health Investments, Corp.
- Issuer CIK
- 0001801170
- SEC file number
- 001-39252
- Phone
- 2014322133
- Person for whose account securities are to be sold
- KAREN SOARES
- Relationships to issuer
- Officer
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 51,700 | 238,854.00 | 430,969,398 | 07/20/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 03/15/2026 | Restricted Stock Units | Issuer | 51,700 | N | 03/15/2026 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| KAREN SOARES | Common | 07/15/2026 | 10,519 | 49,123.73 |
| KAREN SOARES | Common | 06/15/2026 | 4,681 | 21,579.41 |
Seller — prior-sale row 1, entry 1
- Name
- KAREN SOARES
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Seller — prior-sale row 2, entry 1
- Name
- KAREN SOARES
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were acquired upon the vesting of restricted stock units during the period of 3/15/2026 through 7/15/2026.
Notice signature
- Notice date
- 07/20/2026
- Signed
- /s/ Karen Soares
- Plan adoption dates
- 03/13/2026
Company context
Current securities
Recent company filings
- Regulation FD DisclosureOct 9, 2026
- 4 filingOct 2, 2026
- 3 filingOct 1, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 25, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 24, 2026