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Changes in Beneficial Ownership · 4

ADARx Pharmaceuticals, Inc.

ADRXNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 28, 2026Accepted Sep 28, 2026, 4:30 PM EDTFiling CIK 1802369Accession 0001729510-26-000006
Share

Structured filing — 4

form4-09282026_040901.xml

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Filing details

Report period
2026-09-24
Issuer
ADARx Pharmaceuticals, Inc.
Issuer CIK
0001802369
Trading symbol
ADRX

Reporting owner 1

Name
Li Zhen
Reporting owner CIK
0001729510
Relationship
Director · Officer · 10% owner
Officer title
President and CEO
Address
C/O ADARX PHARMACEUTICALS, INC., 5871 OBERLIN DRIVE, SUITE 200, SAN DIEGO, CA, 92121

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Employee Stock Option (right to buy)172026-09-24A · Form 41,024,152A0[F1]2036-09-23Common Stock1,024,1521,024,152D
Table key
A · Form 4
Acquisition by grant, award or otherwise under Rule 16b-3(d)
A
Acquired
D
Direct

Footnotes

F1
1/4th of the total shares vest and become exercisable on September 24, 2027 and the remaining shares vest and become exercisable in equal quarterly installments thereafter over a three-year period, subject to the Reporting Person's continued service to the Issuer on each vesting date.↩ 1

Signature 1

Signed
/s/ Jiang Bian, Attorney-in-Fact
Date
2026-09-28

Company context

We are a late-clinical stage biotechnology company focused on developing next-generation siRNA therapeutics designed to treat a broad spectrum of diseases. We are focused on advancing and expanding our pipeline of highly potent, selective and durable siRNA therapeutic candidates, including three clinical-stage programs and two advanced preclinical programs. Our goal is to control the expression of specific disease drivers with highly selective RNA targeted therapies, delivering life-changing treatments for patients with urgent unmet medical needs. Our team is united by a shared vision to build a leading next-generation siRNA therapeutics company.

Current securities

Recent company filings

  1. SCHEDULE 13D - filed by ORBIMED ADVISORS LLC regarding ADARx Pharmaceuticals, Inc.Oct 2, 2026
  2. 4 filingSep 30, 2026
  3. 4 filingSep 30, 2026
  4. 4 filingSep 29, 2026
  5. S-8 filingSep 28, 2026

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