Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS

Notice of Proposed Sale · 144

Harmony Biosciences Holdings, Inc.

HRMYNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Aug 7, 2026Accepted Aug 7, 2026, 4:48 PM EDTFiling CIK 1802665Accession 0001950047-26-007827
Share

Structured filing — 144

primary_doc.xml

Open full document ↗

Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
HARMONY BIOSCIENCES HOLDINGS, INC.
Issuer CIK
0001802665
SEC file number
001-39450
Phone
(484) 539-9800
Person for whose account securities are to be sold
VALOR IV PHARMA HOLDINGS LLC
Relationships to issuer
Director
Street
630 W GERMANTOWN PIKE
Street (continued)
SUITE 215
City
PLYMOUTH MEETING
State / country code
PA
Postal code
19462

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common700,88326,563,465.7058,236,39308/07/2026NASDAQMorgan Stanley Smith Barney LLC Executive Financial Services

Broker / market maker — proposed row 1, entry 1

Name
Morgan Stanley Smith Barney LLC Executive Financial Services
Street
1 New York Plaza
Street (continued)
8th Floor
City
New York
State / country code
NY
Postal code
10004

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common10/06/2017Private Acquisition from Issuer/AffiliateIssuer700,883N10/06/2017Cash

Sales reported in the preceding three months

Sales reported in the preceding three months · 3 reported rows
SellerSecuritySale dateAmount soldGross proceeds
VALOR IV PHARMA HOLDINGS LLCCommon08/05/202655,8472,104,873.00
VALOR IV PHARMA HOLDINGS LLCCommon08/05/202645,6421,727,093.00
VALOR IV PHARMA HOLDINGS LLCCommon06/22/202615,001500,583.00

Seller — prior-sale row 1, entry 1

Name
VALOR IV PHARMA HOLDINGS LLC
Street
630 W. Germantown Pike, Suite 215
City
Plymouth Meeting
State / country code
PA
Postal code
19462

Seller — prior-sale row 2, entry 1

Name
VALOR IV PHARMA HOLDINGS LLC
Street
630 W. Germantown Pike, Suite 215
City
Plymouth Meeting
State / country code
PA
Postal code
19462

Seller — prior-sale row 3, entry 1

Name
VALOR IV PHARMA HOLDINGS LLC
Street
630 W. Germantown Pike, Suite 215
City
Plymouth Meeting
State / country code
PA
Postal code
19462

Prior-sale reporting

Nothing to report for the preceding three months
N

Notice signature

Notice date
08/07/2026
Signed
/s/ Jonathan Shulkin

Company context

Harmony Biosciences is a pharmaceutical company dedicated to developing and commercializing innovative therapies for patients with rare neurological diseases who have unmet medical needs. Driven by novel science, visionary thinking, and a commitment to those who feel overlooked, Harmony Biosciences is nurturing a future full of therapeutic possibilities that may enable patients with rare neurological diseases to truly thrive. Established by Paragon Biosciences, LLC, in 2017 and headquartered in Plymouth Meeting, Pa., we believe that when empathy and innovation meet, a better future can begin; a vision evident in the therapeutic innovations we advance, the culture we cultivate, and the community programs we foster. For more information, please visit www.harmonybiosciences.com.

Current securities

Recent company filings

  1. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureOct 13, 2026
  2. 10-Q filingAug 4, 2026
  3. Results of Operations and Financial Condition · Regulation FD DisclosureAug 4, 2026
  4. SCHEDULE 13G - filed by VANGUARD PORTFOLIO MANAGEMENT LLC regarding Harmony Biosciences Holdings, Inc.Jul 31, 2026
  5. Results of Operations and Financial Condition · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureJul 16, 2026

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.