Changes in Beneficial Ownership · 4
Rocket Companies, Inc.
RKTNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1793740053.xml
Filing details
- Report period
- 2026-11-02
- Issuer
- Rocket Companies, Inc.
- Issuer CIK
- 0001805284
- Trading symbol
- RKT
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- Bray Jesse K
- Reporting owner CIK
- 0001543932
- Relationship
- Director · Officer
- Officer title
- Pres & CEO, Rocket Mortgage
- Address
- C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVE., DETROIT, MI, 48226
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | 2026-11-02 | S · Form 4 | 225,000[F1] | D | 13.75[F2] | 7,503,027 | I | By The Jesse K. Bray Living Trust |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Disposed
- I
- Indirect
Non-derivative holdings
| Security | Amount owned | Ownership |
|---|---|---|
| Class A common stock | 7,812,940 | D |
Table key
- D
- Direct
Footnotes
- F1
- The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.↩ 1
- F2
- The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.97 to $13.97 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.↩ 1
Signature 1
- Signed
- /s/ Elisabeth Gormley, attorney in fact
- Date
- 2026-11-03
Company context
Founded in 1985, Rocket Companies (NYSE: RKT) is a Detroit-based fintech platform including mortgage, real estate and personal finance businesses: Rocket Mortgage, Redfin, Rocket Homes, Rocket Close, Rocket Money and Rocket Loans. With details from more than 65 million calls with clients each year, 14 petabytes of data and a mission to Help Everyone Home, Rocket Companies is well positioned to be the destination for AI-fueled home ownership. Known for providing exceptional client experiences, J.D. Power has ranked Rocket Mortgage #1 in client satisfaction for primary mortgage origination and mortgage servicing a total of 22 times - the most of any mortgage lender.