Notice of Proposed Sale · 144
Avalo Therapeutics, Inc.
AVTXNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- AVALO THERAPEUTICS, INC.
- Issuer CIK
- 0001534120
- SEC file number
- 001-37590
- Phone
- 410-522-8707
- Person for whose account securities are to be sold
- CHRISTOPHER RYAN SULLIVAN
- Relationships to issuer
- Officer
- Street
- 1500 LIBERTY RIDGE DRIVE
- Street (continued)
- SUITE 321
- City
- WAYNE
- State / country code
- PA
- Postal code
- 19087
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 31,031 | 622,221.20 | 53,630,000 | 08/18/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/18/2026 | Exercise of Options Under a Registered Plan | Issuer | 25,124 | N | 08/18/2026 | Services Rendered |
| Common | 08/18/2026 | Exercise of Options Under a Registered Plan | Issuer | 5,907 | N | 08/18/2026 | Services Rendered |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| CHRISTOPHER RYAN SULLIVAN | Common | 08/17/2026 | 3,749 | 74,762.10 |
Seller — prior-sale row 1, entry 1
- Name
- CHRISTOPHER RYAN SULLIVAN
- Street
- 1500 Liberty Ridge Drive
- Street (continued)
- Suite 321
- City
- Wayne
- State / country code
- PA
- Postal code
- 19087
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/18/2026
- Signed
- /s/ Christopher Ryan Sullivan