Current Report · Items 3.01 · 8-K
ESS TECH INC
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On June 30, 2026, the New York Stock Exchange (the “NYSE”) notified ESS Tech, Inc.…
Filed Jul 1, 2026Accepted Jul 1, 2026, 4:15 PM EDTCIK 1819438Accession 0001819438-26-000056
Company context
Current securities
Historical securities (7)
Registered securities in this filing
ESS TECH, INC. · 8-K · Filed 2026-07-01
As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.
Common Stock, $0.0001 par value per share
- Exchange
- NYSE
- Classification
- COMMON
- Status
- Historical · closed Oct 2, 2026
Filing context
Context: c-2
Dimensions: us-gaap:StatementClassOfStockAxis
Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $172.50
- Symbol
- GWH.W
- Exchange
- NYSE
- Classification
- WARRANT
Filing context
Context: c-3
Dimensions: us-gaap:StatementClassOfStockAxis
Accession 000181943826000056 · 2 registered-security cover members
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Item 3.01Item 3.01 - Notice of Delisting
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On June 30, 2026, the New York Stock Exchange (the “NYSE”) notified ESS Tech, Inc. (the “Company”), and, on July 1, 2026, the NYSE publicly announced that it has determined to (a) commence proceedings to delist the Company’s Public Warrants which were previously issued in connection with ACON S2 Acquisition Corp.’s initial public offering (the “Public Warrants”) (each fifteen Public Warrants is exercisable for one share of the Company’s common stock at a price of $172.50 per share) and listed to trade on the NYSE under the symbol “GWH. W” and (b) immediately suspend trading of the Public Warrants due to “abnormally low” trading price levels pursuant to Section 802.01D of the NYSE Listed Company Manual.
Trading in the Company’s common stock will be unaffected and will continue on the NYSE under the symbol “GWH,” subject to the Company's continued compliance with the NYSE’s other continued listing requirements.