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BCS

Changes in Beneficial Ownership · 4

Advanced Flower Capital Inc.

AFCGNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 24, 2026Accepted Sep 24, 2026, 4:11 PM EDTFiling CIK 1822523Accession 0001628280-26-063379
Share

Structured filing — 4

wk-form4_1790280664.xml

Open full document ↗

Filing details

Report period
2026-09-22
Issuer
Advanced Flower Capital Inc.
Issuer CIK
0001822523
Trading symbol
AFCG

Reporting owner 1

Name
TANNENBAUM LEONARD M
Reporting owner CIK
0001200461
Relationship
Director · 10% owner
Address
477 S. ROSEMARY AVE., SUITE 301, WEST PALM BEACH, FL, 33401

Non-derivative transactions

Non-derivative transactions · 2 reported rows
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-09-22P · Form 423,072A3.49[F1]6,985,518D
Common Stock2026-09-23P · Form 43,471A3.496,988,989D
Table key
P · Form 4
Purchase on the market or privately
A
Acquired
D
Direct

Non-derivative holdings

Non-derivative holdings · 2 reported rows
SecurityAmount ownedOwnershipNature of ownership
Common Stock226,907IHeld by spouse[F2]
Common Stock180,400ISee footnote[F3]
Table key
I
Indirect

Footnotes

F1
This transaction was executed in multiple trades ranging from $3.47 to $3.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.↩ 1
F2
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.↩ 1
F3
These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.↩ 1

Signature 1

Signed
/s/ Gabriel A. Katz, as Attorney-in-Fact
Date
2026-09-24

Company context

Current securities

Historical securities (1)

Recent company filings

  1. Results of Operations and Financial ConditionNov 5, 2026
  2. 10-Q filingNov 5, 2026
  3. 4 filingSep 30, 2026
  4. Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementSep 29, 2026
  5. 4 filingSep 28, 2026

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