Class A common stock, par value $0.0001 per share
- Symbol
- AENT
- Exchange
- NASDAQ
- Classification
- COMMON
Current Report · Items 5.03, 9.01 · 8-K
Alliance Entertainment Holding Corporation
AENTNASDAQEQUITYCurrent
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item Amendments 5.03 to Articles of Incorporation or Bylaws; Change in Fiscal Year On July 29, 2026, the Company filed a Third Amended and Restated Certificate of Incorporation (the “Third A&R Certificate”) with the Delaware Secretary of State, which amended and restated the Company’s Second Amended and Restated Certificate of Incorporation (the “Second A&R Certificate”) to eliminate the voting ri…
Company context
Current securities
Historical securities (10)
ADRANYSE_AMERICAN · EQUITY · Historical · closed Feb 10, 2023ADRAOTC · EQUITY · Historical · closed Mar 20, 2023ADRAUOTC · UNIT · Historical · closed Mar 20, 2023ADRAUOTC · UNIT · Historical · closed Mar 20, 2023ADRAUOTC · UNIT · Historical · closed Mar 20, 2023ADRA.UNNYSE · UNIT · Historical · closed Feb 10, 2023ADRAWOTC · WARRANT · Historical · closed Mar 20, 2023ADRA.WSNYSE_AMERICAN · WARRANT · Historical · closed Feb 10, 2023AENTOTC · EQUITY · Historical · closed Jun 30, 2023AENTWOTC · WARRANT · Historical · closed Jun 30, 2023
Recent company filings
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 16, 2026
- DEF 14A filingSep 24, 2026
- Results of Operations and Financial Condition · Regulation FD DisclosureSep 10, 2026
- 10-K filingSep 10, 2026
- Amendments to Articles of Incorporation or Bylaws; Change in Fiscal YearJul 29, 2026
Registered securities in this filing
ALLIANCE ENTERTAINMENT HOLDING CORPORATION · 8-K · Filed 2026-08-28
Redeemable warrants, exercisable for shares of Class A common stock at an exercise price of $11.50 per share
- Symbol
- AENTW
- Exchange
- NASDAQ
- Classification
- WARRANT
Disclosure sections
Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item Amendments
5.03 to Articles of Incorporation or Bylaws; Change in Fiscal Year
On
July 29, 2026, the Company filed a Third Amended and Restated Certificate of Incorporation (the “Third A&R Certificate”)
with the Delaware Secretary of State, which amended and restated the Company’s Second Amended and Restated Certificate of Incorporation
(the “Second A&R Certificate”) to eliminate the voting rights of the Class E Common Stock except to the extent required
by law. On August 26, 2026, the Company filed a Certificate of Correction with the Delaware Secretary of State, which nullified the Third
A&R Certificate in its entirety on the basis that the Third A&R Certificate was not approved in compliance with the Second A&R
Certificate. Upon the filing of the Certificate of Correction, the Third A&R Certificate was nullified, and the Second A&R Certificate,
as filed with the Delaware Secretary of State on February 10, 2023, shall be and remain the operative certificate of incorporation of
the Company.
The
foregoing description of the Certificate of Correction does not purport to be complete and is subject to, and is qualified in its entirety
by reference to, the full text of the Certificate of Correction, which is attached as Exhibit 3.1 to this Current Report on Form 8-K
and is incorporated herein by reference.