Changes in Beneficial Ownership · 4
Velo3D, Inc.
VELONASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-09-12
- Issuer
- Velo3D, Inc.
- Issuer CIK
- 0001825079
- Trading symbol
- VELO
Reporting owner 1
- Name
- Krause Stefan
- Reporting owner CIK
- 0001823132
- Relationship
- Director
- Address
- C/O VELO3D, INC., 2710 LAKEVIEW CT, FREMONT, CA, 94538
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-09-12 | M · Form 4 | 1,960 | A | 10.53 | 15,370 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F1] | 2026-09-12 | M · Form 4 | 1,960 | D | 0 | [F2] | [F2] | Common Stock | 1,960 | 5,883 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Footnotes
- F1
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.↩ 1
- F2
- The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.↩ 1↩ 2
Signature 1
- Signed
- /s/ Nancy Krystal as attorney-in-fact for Stefan Krause
- Date
- 2026-09-15
Company context
Velo3D is a metal 3D printing technology company that enables customers to build mission-critical metal parts. The fully integrated solution includes the Flow™ print preparation software, the Sapphire® family of printers and the Assure™ quality control system - all powered by Velo3D's Intelligent Fusion® manufacturing process. Learn more at velo3d.com. Velo, Velo3D, Sapphire and Intelligent Fusion are registered trademarks of Velo3D, Inc. Flow and Assure are trademarks of Velo3D, Inc.
Current securities
Historical securities (7)
SPFRNYSE · EQUITY · Historical · closed Sep 29, 2021SPFR.UNNYSE · UNIT · Historical · closed Sep 29, 2021SPFR.WSNYSE · WARRANT · Historical · closed Sep 29, 2021VLDNYSE · EQUITY · Historical · closed Sep 10, 2024VLD.WSNYSE · WARRANT · Historical · closed Sep 10, 2024VLDXDOTC · EQUITY · Historical · closed Aug 19, 2025VLDXWOTC · WARRANT · Historical · closed Sep 29, 2026
Recent company filings
- Results of Operations and Financial ConditionOct 15, 2026
- Regulation FD DisclosureOct 9, 2026
- Entry into a Material Definitive Agreement · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 2, 2026
- 10-Q filingAug 11, 2026
- Results of Operations and Financial Condition · Regulation FD DisclosureAug 11, 2026