Changes in Beneficial Ownership · 4
Palladyne AI Corp.
Changes in Beneficial Ownership
Structured filing — 4
form4-06082026_080602.xml
Filing details
- Report period
- 2026-06-08
- Issuer
- Palladyne AI Corp.
- Issuer CIK
- 0001826681
- Trading symbol
- PDYN
Reporting owner 1
- Name
- FINN BRIAN D
- Reporting owner CIK
- 0001124195
- Relationship
- Director
- Address
- C/O PALLADYNE AI CORP, 650 SOUTH 500 WEST, SUITE 150, SALT LAKE CITY, UT, 84101
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-06-08 | A · Form 4 | 15,083 | A | 0 | 74,079[F1] | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 467,760 | I | By Marstar Investments LLC[F2] |
| Common Stock | 85,858 | I | By MI-MJ LLC[F3] |
| Common Stock | 261,091 | I | By MI-CM LLC[F4] |
Table key
- I
- Indirect
Footnotes
- F1
- Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.↩ 1
- F2
- Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.↩ 1
- F3
- Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.↩ 1
- F4
- Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.↩ 1
Signature 1
- Signed
- /s/ Stephen Sonne, attorney-in-fact on behalf of Brian D. Finn
- Date
- 2026-06-08
Company context
Palladyne AI is a U.S.-based technology company developing patented embodied artificial intelligence, collaborative autonomy solutions, advanced avionics, autonomous systems, advanced UAV engineering services, and precision-manufactured components for aerospace, defense and industrial markets. Palladyne AI delivers secure, American-developed and operated platforms designed to meet the stringent requirements of U.S. government and public-sector customers, including data sovereignty, security, and compliance.
Current securities
Historical securities (8)
PDYNNASDAQ · EQUITY · Historical · closed Oct 23, 2026PDYNWNASDAQ · WARRANT · Historical · closed Sep 28, 2026ROTNYSE · EQUITY · Historical · closed Sep 24, 2021ROT.UNNYSE · UNIT · Historical · closed Sep 24, 2021ROT.WSNYSE · WARRANT · Historical · closed Sep 24, 2021STRCNASDAQ · EQUITY · Historical · closed Apr 5, 2024STRCNASDAQ · EQUITY · Historical · closed Apr 5, 2024STRCWOTC · WARRANT · Historical · closed Apr 5, 2024