Changes in Beneficial Ownership · 4
GUERRILLA RF INC
GUEROTCEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
rdgdoc.xml
Filing details
- Report period
- 2026-08-28
- Issuer
- Guerrilla RF, Inc.
- Issuer CIK
- 0001832487
- Trading symbol
- GUER
Reporting owner 1
- Name
- ELLIS THOMAS B
- Reporting owner CIK
- 0001283774
- Relationship
- Director · 10% owner
- Address
- 867 BOYLSTON STREET, 5TH FLOOR #1361, BOSTON, MA, 02116
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock[F5] | 2026-08-28 | M · Form 4 | 14,164 | A | 6 | 46,456 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option[F4] | 6 | 2026-08-28 | M · Form 4 | 14,164 | D | 0 | [F4] | 2036-08-14 | Common Stock | 14,164 | 0 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Derivative holdings
| Security | Conversion / exercise price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | 327.8700 | 2024-08-05 | [F1] | Common Stock | 7,213,115 | 7,213,115 | I[F2] | See Footnotes.[F2][F3] |
| Common Stock Purchase Warrants | 3.0500 | 2024-08-05 | 2030-02-05 | Common Stock | 2,885,246 | 2,885,246 | I[F2] | See Footnotes.[F2][F3] |
Table key
- I
- Indirect
Footnotes
- F1
- The securities do not have any expiration date.↩ 1
- F2
- The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC.↩ 1↩ 2↩ 3↩ 4
- F3
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.↩ 1↩ 2
- F4
- The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date.↩ 1↩ 2
- F5
- Pursuant to the exercise of stock options.↩ 1
Signature 1
- Signed
- /s/ Charnice Suggs, Attorney-in-Fact
- Date
- 2026-09-01