Notice of Proposed Sale · 144
Clover Health Investments, Corp.
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Clover Health Investments, Corp.
- Issuer CIK
- 0001801170
- SEC file number
- 001-39252
- Phone
- 2014322133
- Person for whose account securities are to be sold
- Andrew Toy
- Relationships to issuer
- Officer
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Class A Common Stock | 309,558 | 1,309,430.34 | 435,441,337 | 10/01/2026 | Nasdaq Stock Market | Morgan Stanley Smith Barney LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 10/01/2026 | Restricted Stock Units | Issuer | 309,558 | N | 10/01/2026 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Plan Sale for Andrew Toy | Class A Common Stock | 07/01/2026 | 313,476 | 1,667,692.32 |
| 10b5-1 Plan Sale for Andrew Toy | Class A Common Stock | 07/15/2026 | 62,711 | 292,860.37 |
| 10b5-1 Plan Sale for Andrew Toy | Class A Common Stock | 08/10/2026 | 87,798 | 408,260.7 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Plan Sale for Andrew Toy
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Plan Sale for Andrew Toy
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Seller — prior-sale row 3, entry 1
- Name
- 10b5-1 Plan Sale for Andrew Toy
- Street
- 1209 Orange Street
- City
- Wilmington
- State / country code
- DE
- Postal code
- 19801
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The proposed sales reported represent shares to be sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The purpose of the proposed sales is to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the reporting person.
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/Peter J. Rivas as attorney-in-fact for Andrew Toy
- Plan adoption dates
- 03/02/2026
Company context
Current securities
Historical securities (7)
CLOVWNASDAQ · WARRANT · Historical · closed Aug 24, 2021IPOBNASDAQ · EQUITY · Historical · closed Jan 7, 2021IPOB.WSNYSE · WARRANT · Historical · closed Jan 7, 2021IPOCNASDAQ · EQUITY · Historical · closed Jan 7, 2021IPOC.WSNYSE · WARRANT · Historical · closed Jan 7, 2021OPENNASDAQ · EQUITY · Historical · closed Jan 7, 2021OPENWNASDAQ · WARRANT · Historical · closed Jul 13, 2021
Recent company filings
- 4 filingOct 2, 2026
- 3 filingOct 1, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 25, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 24, 2026
- 144 filingSep 17, 2026