Notice of Proposed Sale · 144
SoundHound AI, Inc
SOUNNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SOUNDHOUND AI, INC.
- Issuer CIK
- 0001840856
- SEC file number
- 001-40193
- Phone
- (408)-441-3200
- Person for whose account securities are to be sold
- DIANA SROKA
- Relationships to issuer
- Director
- Street
- 5400 Betsy Ross Drive
- City
- Santa Clara
- State / country code
- CA
- Postal code
- 95054
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,552 | 9,203.36 | 411,574,436 | 09/17/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/23/2026 | Restricted Stock Units | Issuer | 1,552 | N | 08/23/2026 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for DIANA LYNN SROKA | Common | 08/27/2026 | 1,343 | 9,602.45 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for DIANA LYNN SROKA
- Street
- 5400 Betsy Ross Drive
- City
- Santa Clara
- State / country code
- CA
- Postal code
- 95054
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 09/17/2026
- Signed
- /s/ Diana Sroka
- Plan adoption dates
- 05/28/2026
Company context
SoundHound AI (Nasdaq:SOUN) is a voice and agentic AI company that enables businesses to deliver natural, end-to-end conversational experiences across digital and physical channels, including phones, kiosks, chat, smart devices, drive-thrus, TVs, in-vehicle, and more. Its agentic platform, OASYS, is a self-learning, orchestrated AI system where organizations can build and deploy conversational AI agents to handle transactions, tasks, and workflows on behalf of customers and employees. Built on proprietary technology backed by 750+ patents and years of AI research, SoundHound serves leading brands across industries including automotive, financial services, healthcare, retail, telecommunications, and more. It powers millions of products and processes billions of interactions annually for enterprise customers worldwide. Learn more at: www.soundhound.com