Changes in Beneficial Ownership · 4
indie Semiconductor, Inc.
INDINASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-09-01
- Issuer
- indie Semiconductor, Inc.
- Issuer CIK
- 0001841925
- Trading symbol
- INDI
Reporting owner 1
- Name
- OWENS JEFFREY J
- Reporting owner CIK
- 0001193575
- Relationship
- Director
- Address
- C/O INDIE SEMICONDUCTOR, 32 JOURNEY, ALISO VIEJO, CA, 92656
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-09-01 | M · Form 4 | 2,641 | A | 0 | 227,572 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F1] | 2026-09-01 | A · Form 4 | 2,641 | A | 0 | [F2] | [F2] | Class A Common Stock | 2,641 | 2,641 | D |
| Restricted Stock Units | [F1] | 2026-09-01 | M · Form 4 | 2,641 | D | 0 | [F2] | [F2] | Class A Common Stock | 2,641 | 0 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
Footnotes
- F1
- Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.↩ 1↩ 2
- F2
- Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.↩ 1↩ 2↩ 3↩ 4
Signature 1
- Signed
- /s/ Jeffrey J. Owens, by Naixi Wu pursuant to power of attorney filed on June 21, 2021
- Date
- 2026-09-03
Company context
Headquartered in Aliso Viejo, CA, indie is a leader in Physical AI and automotive, offering the industry’s broadest multi-modal sensor portfolio spanning radar, computer vision, LiDAR, and ultrasonic technologies. Through high-performance, highly integrated semiconductors, photonics, system solutions, and perception software, indie enables perception, understanding, and interaction with the physical world. Our platforms power advanced safety, automation, and positioning capabilities for leading automotive OEMs, intelligent machines, and emerging AI-driven systems, including quantum applications, worldwide.