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Home/The Filing Wire/TOP Financial Group Limited/ EFFECT

Notice of Effectiveness · EFFECT

TOP Financial Group Limited

TOPNASDAQEQUITYCurrent

Notice of Effectiveness

Filed Oct 8, 2026Accepted Oct 9, 2026, 12:15 AM EDTFiling CIK 1848275Accession 9999999995-26-003193
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Structured filing — EFFECT

primary_doc.xml

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Notice details

Submission type
EFFECT
Act
33

Effectiveness

Effective date
2026-10-08
Effective time (as filed)
16:30:00
Form
F-1

Registrant 1

Registrant
TOP Financial Group Ltd
Registrant CIK
0001848275
File number
333-299239

Company context

TOP 500 was formed under the laws of Australia on October 22, 2008. TOP 500 owns an Australian Financial Services License (AFSL: 328866). It does not have any material operation as of the date of this prospectus. We plan to provide financial services in Australia that includes arranging or providing financial advice on financial products such as derivatives, foreign exchange contracts, stock and bond issuance etc. through TOP 500. It is a direct subsidiary of ZYAL (BVI) and an indirect subsidiary of TFGL.

Current securities

TOPNASDAQ · EQUITY · Current

Recent company filings

  1. Regulation FD DisclosureNov 3, 2026
  2. 10-Q filingOct 28, 2026
  3. Regulation FD DisclosureOct 16, 2026
  4. Regulation FD DisclosureOct 14, 2026
  5. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 9, 2026

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