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BCS

Changes in Beneficial Ownership · 4

ProKidney Corp.

PROKNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed May 29, 2026Accepted May 29, 2026, 4:07 PM EDTFiling CIK 1850270Accession 0001193125-26-248262
Share

Structured filing — 4

ownership.xml

Open full document ↗

Filing details

Report period
2026-05-28
Issuer
PROKIDNEY CORP.
Issuer CIK
0001850270
Trading symbol
PROK

Reporting owner 1

Name
Lotvin Alan
Reporting owner CIK
0001472795
Relationship
Director
Address
C/O PROKIDNEY CORP, 2000 FRONTIS PLAZA BLVD, SUITE 250, WINSTON SALEM, NC, 27103

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Director stock option (right to buy)1.812026-05-28A · Form 4135,000[F1]A0[F2]2036-05-28Class A Common Stock135,000135,000D
Table key
A · Form 4
Acquisition by grant, award or otherwise under Rule 16b-3(d)
A
Acquired
D
Direct

Footnotes

F1
These options were granted under the Issuer's non-employee director compensation policy.↩ 1
F2
The options will vest in full on the sooner of the one-year anniversary of the date of grant or the date of Company's next annual general shareholder meeting.↩ 1

Signature 1

Signed
/s/ Todd Girolamo, attorney in fact
Date
2026-05-29

Company context

ProKidney, a pioneer in the treatment of CKD through innovations in cell therapy, was founded in 2015 after a decade of research. ProKidney’s lead product candidate, rilparencel (also known as REACT®), is a first-in-class, patented, proprietary autologous cell therapy with regenerative medicine advanced therapy designation that is being evaluated in the ongoing Phase 3 REGEN-006 (PROACT 1) study for its potential to preserve kidney function in patients with advanced CKD and type 2 diabetes. For more information, please visit www.prokidney.com.

Current securities

Historical securities (1)

Recent company filings

  1. Results of Operations and Financial Condition · Regulation FD Disclosure · Other EventsNov 9, 2026
  2. Entry into a Material Definitive AgreementOct 29, 2026
  3. S-3 filingOct 29, 2026
  4. 4 filingAug 20, 2026
  5. 144 filingAug 18, 2026

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