Current Report · Items 5.02, 9.01 · 8-K

SHF Holdings, Inc.

SHFSNASDAQEQUITYCurrent

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements

Item 9.01 Financial Statements and Exhibits (d) Exhibits. Exhibit Description Number ─────────────────────────────────────────────────────────────────────────────────────────────────── 10.1 SHF, LLC Retention Plan 10.2 Form of Retention Agreement 104 Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101)

Filed Aug 4, 2026Accepted Aug 4, 2026, 5:21 PM EDTCIK 1854963Accession 0001493152-26-036028

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Company context

The Company was founded in 2015 as a solution to a major problem that plagued the nascent legalized cannabis industry in Colorado - access to reliable and compliant financial services. Cannabis-related funds were already finding their way into the financial system, including via hidden, misrepresented accounts and unlawful banking practices. Based upon our research, we determined that the appropriate step was to protect the financial system from criminal activity and provide legitimacy to the legal state CRBs. From decades of regulatory and banking experience, we created a detailed compliance program to assist financial institutions desiring to provide safe and sound financial services that would accomplish industry accountability and protect the financial system. The compliance program provides onboarding, validation and monitoring services to financial institutions desiring to provide traditional banking services to all types of marijuana, hemp, and CBD businesses, and to ancillary businesses that provide services to the cannabis industry. These ancillary businesses include payroll companies, payment processors, and professionals providing services to and receiving payment from CRBs. As the lawful cannabis industry grew beyond Colorado, the Company evolved its business practices to build a national footprint and currently provides services to financial institutions that provide banking services in 41 states and territories of the United States of America (the “United States

Current securities

SHFSNASDAQ · EQUITY · Current SHFSWNASDAQ · WARRANT · Current

Historical securities (3)

NLITNASDAQ · EQUITY · Historical · closed Sep 28, 2022 NLITUNASDAQ · UNIT · Historical · closed Sep 28, 2022 NLITWNASDAQ · WARRANT · Historical · closed Sep 28, 2022

Recent company filings

Registered securities in this filing

SHF Holdings, Inc. · 8-K · Filed 2026-08-04

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Class A Common Stock, $0.0001 par value per share

Symbol: SHFS
Exchange: NASDAQ
Classification: COMMON
Status: Current

Filing context

Context: From2026-07-292026-07-29_custom_ClassCommonStock0.0001ParValuePerShareMember

Dimensions: us-gaap:StatementClassOfStockAxis

Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share

Symbol: SHFSW
Exchange: NASDAQ
Classification: WARRANT
Status: Current

Filing context

Context: From2026-07-292026-07-29_custom_RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassCommonStockAtExercisePriceOf230.00PerShareMember

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000149315226036028 · 2 registered-security cover members

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Disclosure sections

Items 5.02, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 9.01Item 9.01 - Financial Statements and Exhibits

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