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BCS

Current Report · Items 1.01, 8.01, 9.01 · 8-K

reAlpha Tech Corp.

AIRENASDAQEQUITYCurrent

Entry into a Material Definitive Agreement · Other Events

Item 1.01. Entry into a Material Definitive Agreement. On November 3, 2026, reAlpha Tech Corp. (the “Company”) commenced a best efforts public offering (the “Offering”) of (i) 1,361,028 shares (the “Shares”) of its common stock, par value $0.001 per share (“Common Stock”), and (ii) pre-funded warrants to purchase up to an aggregate of 3,013,972 shares of Common Stock (the “Warrants,” and the share…

Filed Nov 4, 2026Accepted Nov 4, 2026, 8:40 AM ESTCIK 1859199Accession 0001213900-26-115759
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Company context

We are a real estate technology company developing an end-to-end homebuying platform, which we have named reAlpha (hereinafter referred to as the “reAlpha platform”). Our goal is to offer, through our AI-powered platform, a more affordable, streamlined experience for those on the journey to homeownership. The reAlpha platform integrates AI-driven tools to offer, among others, tailored property recommendations, an intuitive visual interface, and certain services, including realty services, mortgage brokering services, and digital title and escrow services within the platform.

Current securities

Recent company filings

  1. Submission of Matters to a Vote of Security HoldersNov 6, 2026
  2. 424B4 filingNov 4, 2026
  3. EFFECT filingNov 3, 2026
  4. 4 filingNov 3, 2026
  5. 4 filingNov 3, 2026

Registered securities in this filing

reAlpha Tech Corp. · 8-K · Filed 2026-11-04

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, par value $0.001 per share

Symbol
AIRE
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: AsOf2026-11-03

Dimensions: Not supplied

Accession 000121390026115759 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 1.01, 8.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01. Entry into a Material Definitive Agreement. On November 3, 2026, reAlpha Tech Corp. (the “Company”) commenced a best efforts public offering (the “Offering”) of (i) 1,361,028 shares (the “Shares”) of its common stock, par value $0.001 per share (“Common Stock”), and (ii) pre-funded warrants to purchase up to an aggregate of 3,013,972 shares of Common Stock (the “Warrants,” and the shares of Common Stock issuable upon exercise thereof, the “Warrant Shares”) in lieu of Shares. Each Share was sold at a public offering price of $0.40, and each Warrant was sold at a public offering price of $0.3999. The Warrants are immediately exercisable for one share of Common Stock at an exercise price of $0.0001 per share and will remain exercisable until the Warrants are exercised in full. The exercise price of the Warrants and number of Warrant Shares are subject to adjustment in the event of certain stock dividends and distributions, stock splits, stock combinations or similar events. The holder will not have the right to exercise any portion of the Warrants if the holder (together with its affiliates) would beneficially own in excess of 4.99% or 9.99%, as applicable, of the number of shares of Common Stock outstanding immediately after giving effect to the exercise, as such percentage ownership is determined in accordance with the terms of the Warrants. The Offering is expected to close on or about November 4, 2026, subject to the satisfaction of customary closing conditions. The gross proceeds of the Offering, before deducting the fees and expenses of the Placement Agent (as defined below), described in more detail below, and other offering expenses payable by the Company, and excluding the net proceeds, if any, from the exercise of the Warrants, is expected to be approximately $1.75 million. The Company intends to use the net proceeds from the Offering for working capital and general corporate purposes, which could include funding operations, supporting growth initiatives, capital expenditures, potential acquisitions, investments in complementary business or technologies, or in connection with the settlement of litigation or claims. In connection with the Offering, the Company entered into a securities purchase agreement (the “Purchase Agreement”) with an accredited investor on November 3, 2026. Pursuant to the Purchase Agreement, the Company agreed not to issue, enter into any agreement to issue or announce the issuance or proposed issuance of any shares of Common Stock or any securities convertible into or exercisable or exchangeable for shares of Common Stock or file any registration statement or any amendment or supplement thereto or sell, transfer, or dispose of any assets owned by the Company or any subsidiary of the Company valued in excess of $10,000 for 180 days after the closing date of the Offering, subject to certain exceptions. In addition, the Company has agreed not to effect or enter into an agreement to effect any issuance of Common Stock or any securities convertible into or exercisable or exchangeable for shares of Common Stock involving a Variable Rate Transaction (as defined in the Purchase Agreement) until 180 days after the closing date of the Offering, subject to certain exceptions. Additionally, pursuant to the terms of the Purchase Agreement, each of the Company’s directors and executive officers entered into lock-up agreements that prohibit the sale, transfer, or other disposition of securities of the Company for a period of 45 days following the closing of the Offering, subject to certain exceptions. The Purchase Agreement contains customary representations, warranties and agreements by the Company, customary conditions to closing, indemnification obligations of the Company and the purchaser, including for liabilities arising under the Securities Act of 1933, as amended (the “Securities Act”), other obligations of the parties and termination provisions. The representations, warranties and covenants contained in the Purchase Agreement were made only for the purposes of such agreements and as of specific dates, were solely for the benefit of the parties to such agreements and may be subject to limitations agreed upon by the contracting parties. Maxim Group LLC (the “Placement Agent”) is acting as the exclusive placement agent in connection with the Offering. Pursuant to that certain Placement Agency Agreement, dated November 3, 2026 (the “Placement Agreement”), between the Company and the Placement Agent, the Company agreed to pay the Placement Agent in connection with the Offering a cash fee equal to 6.0% of the aggregate gross proceeds raised in the Offering, up to $150,000 for fees and expenses of the Placement Agent’s counsel and other out of pocket expenses. The Shares, the Warrants and the Warrant Shares are being offered and sold by the Company pursuant to a Registration Statement on Form S-1 (File No. 333-299576) originally filed on October 22, 2026 (including the prospectus forming a part of such Registration Statement), with the Securities and Exchange Commission (the “SEC”) under the Securities Act, and declared effective by the SEC on November 3, 2026. The foregoing descriptions of the Placement Agreement, the Warrants and the Purchase Agreement are not complete and are qualified in their entirety by reference to the full text of the form of Placement Agreement, the Warrants and the Purchase Agreement, copies of which are filed as Exhibits 1.1, 4.1 and 10.1, respectively, to this Current Report on Form 8-K and are incorporated herein by reference. This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale, of the securities referred to herein in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.
Item 8.01Item 8.01 - Other Events
Item 8.01. Other Events. On November 3, 2026, the Company issued a press release announcing the pricing of the Offering. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and are hereby incorporated by reference herein.
Filed exhibits (2)
EX-4.1 (by filename) ea031080201ex4-1.htm

Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT reAlpha Tech Corp. Warrant Shares: Initial Exercise _______ Date: [____], 2026 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “ Warrant ”) certifies that, for value received, [_____] or its assigns (the “ Holder ”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “ Initial Exercise Date ”) and until this Warrant is exercised in full (the “ Termination Date ”) but not thereafter, to subscribe for and purchase from reAlpha Tech Corp., a Delaware corporation (the “ Company ”), up to [___] shares (as subject to adjustment hereunder, the “ Warrant Shares ”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). Section 1. Definitions. In addition to the terms defined elsewhere in this Warrant, the following terms have the meanings indicated in this Section 1: “ Affiliate ” means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common co…

Open exhibit ↗
EX-99.1 (by filename) ea031080201ex99-1.htm

Exhibit 99.1 reAlpha Tech Corp. Announces Pricing of $1.75 Million Public Offering DUBLIN, Ohio, November 3, 2026 (GLOBE NEWSWIRE) -- reAlpha Tech Corp. (Nasdaq: AIRE) (the “Company” or “reAlpha”), an AI-powered real estate technology company, today announced the pricing of a public offering of 4,375,000 shares of its common stock (or pre-funded warrants in lieu thereof) at a public offering price of $0.40 per share (the “Offering”). The closing of the Offering is expected to occur on or about November 4, 2026, subject to the satisfaction of customary closing conditions. Maxim Group LLC is acting as the sole placement agent for the Offering. The gross proceeds from the Offering, before deducting the placement agent’s fees and other offering expenses payable by the Company, are expected to be approximately $1.75 million. The Company intends to use the net proceeds from the Offering for working capital and for general corporate purposes, which could include funding operations, supporting growth initiatives, capital expenditures, potential acquisitions, investments in complementary businesses or technologies, or in connection with the settlement of the Company’s litigation or clai…

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