Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS

Current Report · Items 5.02, 5.03, 5.07, 9.01 · 8-K

Tevogen Inc.

TVGNNASDAQEQUITYCurrent

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Submission of Matters to a Vote of Security Holders

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On August 26, 2026, upon the recommendation of the Board and approval by the Company’s stockholders at the Annual Meeting, the Company filed a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to permit the Company’s st…

Filed Aug 26, 2026Accepted Aug 26, 2026, 3:10 PM EDTCIK 1860871Accession 0001493152-26-040216
Share

Company context

Current securities

Historical securities (3)

Recent company filings

  1. Other EventsSep 30, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 16, 2026
  3. 4 filingSep 15, 2026
  4. Other EventsSep 10, 2026
  5. S-8 filingAug 24, 2026

Disclosure sections

Items 5.02, 5.03, 5.07, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On August 26, 2026, upon the recommendation of the Board and approval by the Company’s stockholders at the Annual Meeting, the Company filed a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to permit the Company’s stockholders to act by written consent in lieu of a meeting, effective immediately upon filing with the with the Secretary of State of the State of Delaware. The Certificate of Amendment is attached as Exhibit 3.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders. As of July 23, 2026, the date of record for determining the stockholders entitled to vote on the proposals presented at the Annual Meeting, there were 6,416,540 shares of the Company’s Common Stock, issued and outstanding and entitled to vote at the Annual Meeting. The holders of 5,956,141 shares of issued and outstanding Common Stock were represented in person or by proxy at the Annual Meeting, constituting a quorum. The vote results detailed below represent final results as certified by the inspector of elections. Proposal No. 1 - Election of Directors. The Company’s stockholders elected to the Board of Directors of the Company the following persons to serve as Class II directors for a term of three years each and until their respective successors are duly elected and qualified or until their earlier death, disqualification, resignation, or removal: Votes Votes Abstentions Broker For Against Non-Votes ──────────────────────────────────────────────────────────────────────────── Dr. 5,397,703 22,265 2,653 533,520 Keow Lin Goh Victor 5,395,249 24,751 2,621 533,520 Sordillo Proposal No. 2 - Ratification of Appointment of Independent Registered Public Accounting Firm. The Company’s stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The votes regarding this proposal were as follows: Votes Votes Abstentions Broker For Against Non-Votes ────────────────────────────────────────────────────────── 5,939,035 14,666 2,440 0 Proposal No. 3 - 2024 Plan Amendment Proposal The Company’s stockholders approved the Plan Amendment. The votes regarding this proposal were as follows: Votes Votes Abstentions Broker For Against Non-Votes ────────────────────────────────────────────────────────── 5,322,668 98,744 1,209 533,520 Proposal No. 4 - Amendment to the Charter Proposal The Company’s stockholders approved the amendment to the Company’s Certificate of Incorporation of the Company to permit stockholders to act by written consent in lieu of a meeting. The votes regarding this proposal were as follows: Votes Votes Abstentions Broker For Against Non-Votes ────────────────────────────────────────────────────────── 5,382,051 38,005 2,565 533,520

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.