Current Report · Items 5.02, 5.03, 5.07, 9.01 · 8-K
Tevogen Inc.
TVGNNASDAQEQUITYCurrent
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Submission of Matters to a Vote of Security Holders
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On August 26, 2026, upon the recommendation of the Board and approval by the Company’s stockholders at the Annual Meeting, the Company filed a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to permit the Company’s st…
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Current securities
Disclosure sections
Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
August 26, 2026, upon the recommendation of the Board and approval by the Company’s stockholders at the Annual Meeting, the Company
filed a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary
of State of the State of Delaware to permit the Company’s stockholders to act by written consent in lieu of a meeting, effective
immediately upon filing with the with the Secretary of State of the State of Delaware. The Certificate of Amendment is attached as Exhibit
3.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 5.07Item 5.07 - Submission of Matters to Vote
Item
5.07 Submission of Matters to a Vote of Security Holders.
As
of July 23, 2026, the date of record for determining the stockholders entitled to vote on the proposals presented at the Annual Meeting,
there were 6,416,540 shares of the Company’s Common Stock, issued and outstanding and entitled to vote at the Annual Meeting. The
holders of 5,956,141 shares of issued and outstanding Common Stock were represented in person or by proxy at the Annual Meeting, constituting
a quorum. The vote results detailed below represent final results as certified by the inspector of elections.
Proposal
No. 1 - Election of Directors.
The
Company’s stockholders elected to the Board of Directors of the Company the following persons to serve as Class II directors for
a term of three years each and until their respective successors are duly elected and qualified or until their earlier death, disqualification,
resignation, or removal:
Votes Votes Abstentions Broker
For Against Non-Votes
────────────────────────────────────────────────────────────────────────────
Dr. 5,397,703 22,265 2,653 533,520
Keow Lin Goh
Victor 5,395,249 24,751 2,621 533,520
Sordillo
Proposal
No. 2 - Ratification of Appointment of Independent Registered Public Accounting Firm.
The
Company’s stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm
for the fiscal year ending December 31, 2026. The votes regarding this proposal were as follows:
Votes Votes Abstentions Broker
For Against Non-Votes
──────────────────────────────────────────────────────────
5,939,035 14,666 2,440 0
Proposal
No. 3 - 2024 Plan Amendment Proposal
The
Company’s stockholders approved the Plan Amendment. The votes regarding this proposal were as follows:
Votes Votes Abstentions Broker
For Against Non-Votes
──────────────────────────────────────────────────────────
5,322,668 98,744 1,209 533,520
Proposal
No. 4 - Amendment to the Charter Proposal
The
Company’s stockholders approved the amendment to the Company’s Certificate of Incorporation of the Company to permit stockholders
to act by written consent in lieu of a meeting. The votes regarding this proposal were as follows:
Votes Votes Abstentions Broker
For Against Non-Votes
──────────────────────────────────────────────────────────
5,382,051 38,005 2,565 533,520