Notice of Proposed Sale · 144
Xos, Inc.
XOSNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Xos, Inc.
- Issuer CIK
- 0001819493
- SEC file number
- 001-39598
- Phone
- (818) 316-1890
- Person for whose account securities are to be sold
- Giordano Sordoni
- Relationships to issuer
- Officer
- Street
- 3550 Tyburn Street
- City
- Los Angeles
- State / country code
- CA
- Postal code
- 90065
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 144,340 | 505,190 | 14,217,852 | 08/20/2026 | NASDAQ | UBS Financial Services Inc |
Broker / market maker — proposed row 1, entry 1
- Name
- UBS Financial Services Inc
- Street
- 1000 Harbor Blvd
- Street (continued)
- 3rd Floor
- City
- Weehawken
- State / country code
- NJ
- Postal code
- 07086
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 04/10/2024 | RSU | Issuer | 18,231 | N | 04/10/2024 | NA |
| Common Stock | 05/10/2024 | RSU | Issuer | 2,843 | N | 05/10/2024 | NA |
| Common Stock | 06/10/2024 | RSU | Issuer | 2,843 | N | 06/10/2024 | NA |
| Common Stock | 07/10/2024 | RSU | Issuer | 2,843 | N | 07/10/2024 | NA |
| Common Stock | 08/10/2024 | RSU | Issuer | 3,629 | N | 08/10/2024 | NA |
| Common Stock | 09/10/2024 | RSU | Issuer | 2,843 | N | 09/10/2024 | NA |
| Common Stock | 10/10/2024 | RSU | Issuer | 1,603 | N | 10/10/2024 | NA |
| Common Stock | 11/10/2024 | RSU | Issuer | 1,603 | N | 11/10/2024 | NA |
| Common Stock | 12/10/2024 | RSU | Issuer | 5,956 | N | 12/10/2024 | NA |
| Common Stock | 01/10/2025 | RSU | Issuer | 5,455 | N | 01/10/2025 | NA |
| Common Stock | 02/10/2025 | RSU | Issuer | 5,456 | N | 02/10/2025 | NA |
| Common Stock | 03/10/2025 | RSU | Issuer | 5,455 | N | 03/10/2025 | NA |
| Common Stock | 04/10/2025 | RSU | Issuer | 57,620 | N | 04/10/2025 | NA |
| Common Stock | 05/10/2025 | RSU | Issuer | 10,251 | N | 05/10/2025 | NA |
| Common Stock | 06/10/2025 | RSU | Issuer | 5,903 | N | 06/10/2025 | NA |
| Common Stock | 07/10/2025 | RSU | Issuer | 5,903 | N | 07/10/2025 | NA |
| Common Stock | 08/10/2025 | RSU | Issuer | 5,903 | N | 08/10/2025 | NA |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/20/2026
- Signed
- /s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for Giordano Sordoni
Company context
Xos is a leading energy storage and fleet electrification solutions provider. The Xos Hub is a proactive, movable power source delivering high-capacity output and high-speed charging in one. Xos vehicles and fleet management software are purpose-built for medium- and heavy-duty commercial vehicles that travel on last-mile, back-to-base routes. The Company leverages its proprietary technologies to provide a