Notice of Proposed Sale · 144
Pagaya Technologies Ltd.
PGYNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PAGAYA TECHNOLOGIES LTD.
- Issuer CIK
- 0001883085
- SEC file number
- 001-41430
- Phone
- (646) 710-7714
- Person for whose account securities are to be sold
- TAMI ROSEN
- Relationships to issuer
- Director
- Street
- 335 Madison Ave
- Street (continued)
- 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 28,182 | 619,392.45 | 72,137,266 | 08/03/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/26/2022 | Exercised Shares | Issuer | 9,409 | N | 09/26/2022 | Cash |
| Common | 06/14/2023 | Exercised Shares | Issuer | 9,410 | N | 06/14/2023 | Cash |
| Common | 06/25/2024 | Exercised Shares | Issuer | 4,692 | N | 06/25/2024 | Cash |
| Common | 06/25/2024 | Exercised Shares | Issuer | 4,671 | N | 06/25/2024 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| TAMI ROSEN | Common | 06/22/2026 | 9,944 | 151,131.90 |
| TAMI ROSEN | Common | 06/15/2026 | 5,681 | 92,195.81 |
Seller — prior-sale row 1, entry 1
- Name
- TAMI ROSEN
- Street
- 335 Madison Ave
- Street (continued)
- 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Seller — prior-sale row 2, entry 1
- Name
- TAMI ROSEN
- Street
- 335 Madison Ave
- Street (continued)
- 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/03/2026
- Signed
- /s/ Tami Rosen