Notice of Proposed Sale · 144
Pagaya Technologies Ltd.
PGYNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Pagaya Technologies Ltd.
- Issuer CIK
- 0001883085
- SEC file number
- 001-41430
- Phone
- 6467107714
- Person for whose account securities are to be sold
- JONATHAN DOBRES
- Relationships to issuer
- Officer
- Street
- 335 Madison Avenue, 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 10,217 | 185,847.23 | 72,739,104 | 11/10/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/12/2025 | Restricted Stock Units | Issuer | 10,217 | N | 09/12/2025 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| JONATHAN DOBRES | Common | 09/28/2026 | 590 | 10,053.60 |
| JONATHAN DOBRES | Common | 09/17/2026 | 2,183 | 45,930.32 |
| JONATHAN DOBRES | Common | 09/12/2026 | 582 | 11,762.22 |
Seller — prior-sale row 1, entry 1
- Name
- JONATHAN DOBRES
- Street
- 335 Madison Avenue, 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Seller — prior-sale row 2, entry 1
- Name
- JONATHAN DOBRES
- Street
- 335 Madison Avenue, 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Seller — prior-sale row 3, entry 1
- Name
- JONATHAN DOBRES
- Street
- 335 Madison Avenue, 16th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were acquired upon the vesting of restricted stock units during the period of 9/12/2025 through 9/25/2026.
Notice signature
- Notice date
- 11/10/2026
- Signed
- /s/ Jonathan Dobres
- Plan adoption dates
- 08/11/2026