Notice of Proposed Sale · 144
Vaxcyte, Inc.
PCVXNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Vaxcyte, Inc.
- Issuer CIK
- 0001649094
- SEC file number
- 001-39323
- Phone
- 650-837-0111
- Person for whose account securities are to be sold
- Dhaliwal Harpreet S.
- Relationships to issuer
- Officer
- Street
- 825 INDUSTRIAL ROAD, STE. 300
- City
- SAN CARLOS
- State / country code
- CA
- Postal code
- 94070
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 17,000 | 935,000.00 | 144,397,682 | 08/05/2026 | NASDAQ | UBS Financial Services, Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- UBS Financial Services, Inc.
- Street
- 11 Madison Ave
- Street (continued)
- 4th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10010
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/05/2026 | Exercise of Stock Options | Issuer | 17,000 | N | 08/05/2026 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/05/2026
- Signed
- /s/ UBS Financial Services, Inc. as attorney-in-fact for Harpreet Dhaliwal
- Plan adoption dates
- 04/06/2026
Company context
Vaxcyte is a vaccine innovation company engineering high-fidelity vaccines to protect humankind from the consequences of bacterial diseases. VAX-31, a 31-valent PCV candidate being evaluated in the OPUS Phase 3 adult clinical program and in a Phase 2 infant clinical program, is being developed for the prevention of IPD and is the broadest-spectrum PCV candidate in the clinic today. VAX-24, a 24-valent PCV candidate, has generated positive Phase 2 clinical results in both adults and infants and is designed to cover more serotypes than any PCV on-market. VAX-31 and VAX-24 are designed to improve upon standard-of-care PCVs by covering the serotypes in circulation that cause a significant portion of IPD and are associated with high case-fatality rates, antibiotic resistance and meningitis, while maintaining coverage of previously circulating strains. VAX-XL, in earlier-stage development, also leverages the Company’s carrier-sparing, site-specific conjugation technology with the aim of further expanding coverage to deliver the broadest-spectrum candidate in the Company’s PCV franchise.
Current securities
Recent company filings
- Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Other EventsOct 9, 2026
- 424B5 filingOct 8, 2026
- 424B5 filingOct 8, 2026
- FWP - filed by Vaxcyte, Inc. regarding Vaxcyte, Inc.Oct 7, 2026
- 305B2 filingOct 6, 2026