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BCS

Changes in Beneficial Ownership · 4

5E Advanced Materials, Inc.

FEAMNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 30, 2026Accepted Sep 30, 2026, 6:26 PM EDTFiling CIK 1888654Accession 0001829340-26-000009
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Structured filing — 4

primarydocument.xml

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Filing details

Report period
2026-09-30
Issuer
5E Advanced Materials, Inc.
Issuer CIK
0001888654
Trading symbol
FEAM

Reporting owner 1

Name
vant Hoff Graham
Reporting owner CIK
0001829340
Relationship
Director
Address
9329 MARIPOSA ROAD, STE 210, HESPERIA, CA, 92344

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Restricted Stock Unit[F1][F1]2026-09-30A · Form 419,084.00A0.00[F2][F2]Common Stock19,084.0019,084.00D
Table key
A · Form 4
Acquisition by grant, award or otherwise under Rule 16b-3(d)
A
Acquired
D
Direct

Footnotes

F1
Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.↩ 1↩ 2
F2
RSUs granted on September 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2027, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.↩ 1↩ 2

Signature 1

Signed
/s/ Paul Weibel, as Attorney-in-Fact for Graham van't Hoff
Date
2026-09-30

Company context

We are a development stage company focused on becoming a vertically integrated global leader and supplier of specialty boron and advanced boron derivative materials whose mission is to enable decarbonization, increase food security, and ensure domestic supply of critical materials. Our business strategy and objectives are to develop capabilities ranging from upstream extraction and product sales of boric acid, lithium carbonate and potentially other calcium co-products, to downstream boron advanced material processing and development. Our vision is to safely process boric acid and lithium carbonate through sustainable best practices. We hold 100% of the rights through ownership and lode claims filed with the United States Bureau of Land Management in the 5E Boron Americas (Fort Cady) Complex located in southern California (the “Project”), through our wholly owned subsidiary 5E Boron Americas LLC. Our Project is underpinned by a mineral resource that includes boron and lithium, with the boron being contained in a conventional boron mineral known as colemanite. In 2022, our facility was designated as Critical Infrastructure by the U.S. Department of Homeland Security’s Cybersecurity and Infrastructure Security Agency. We believe the Project represents one of the most compelling domestic critical material projects in the United States as a strategically located operation that targets stable long-term demand, with a defined pathway to production and a low-cost, high margin and pr

Current securities

Recent company filings

  1. DEFA14A filingOct 26, 2026
  2. DEF 14A filingOct 26, 2026
  3. 4 filingOct 13, 2026
  4. Entry into a Material Definitive Agreement · Completion of Acquisition or Disposition of Assets · Results of Operations and Financial Condition · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementOct 1, 2026
  5. 4 filingSep 30, 2026

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