Current Report · Items 3.02 · 8-K

Stellus Private Credit BDC

Unregistered Sales of Equity Securities

Filed Jul 2, 2026Accepted Jul 2, 2026, 10:46 AM EDTCIK 1901037Accession 0001104659-26-080190

Company context

Stellus Capital Management is a leading direct lender specializing in senior secured loans in the lower-middle market. With a track record spanning over 20 years, the Stellus team has invested over $10.3 billion in 375+ portfolio companies and has approximately $3.8 billion in assets under management, including $2.6 billion in fee-paying assets under management. Stellus is headquartered in Houston, TX with offices in Charlotte, NC and the Washington, D.C. area. Visit www.stelluscapital.com.

Recent company filings

Disclosure sections

Items 3.02

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 3.02Item 3.02 - Unregistered Sales of Equity

Item 3.02. Unregistered Sale of Equity Securities. On June 30, 2026, Stellus Private Credit BDC (the “Company”) issued 47,747 common shares of beneficial interest (the “Shares”) of the Company for an aggregate offering price of $721,943.51. No underwriting discounts or commissions have been or will be paid in connection with the sale of the Shares. The sale of the Shares described made pursuant to subscription agreements entered into by the Company and its investors. The issuance and sale of the Shares are exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D thereunder.

Get the free weekly BCS email.