Changes in Beneficial Ownership · 4
Strive, Inc.
ASSTNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1790986148.xml
Filing details
- Report period
- 2026-09-30
- Issuer
- Strive, Inc.
- Issuer CIK
- 0001920406
- Trading symbol
- ASST
Reporting owner 1
- Name
- MACEY JONATHAN R
- Reporting owner CIK
- 0001411295
- Relationship
- Director
- Address
- 200 CRESCENT COURT, SUITE 1400, DALLAS, TX, 75201
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-09-30 | M · Form 4 | 14,815[F1] | A | [F1] | 14,815[F2] | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F1] | 2026-09-30 | M · Form 4 | 14,815 | D | [F1] | [F1] | [F1] | Class A Common Stock | 14,815 | 0 | D |
| Restricted Stock Units | [F3] | 2026-10-01 | A · Form 4 | 9,878 | A | [F3] | [F3] | [F3] | Class A Common Stock | 9,878 | 9,878 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
Footnotes
- F1
- Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.↩ 1↩ 2↩ 3↩ 4↩ 5↩ 6
- F2
- Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.↩ 1
- F3
- Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date.↩ 1↩ 2↩ 3↩ 4
Signature 1
- Signed
- Brian Logan Beirne, attorney-in-fact for Jonathan Macey
- Date
- 2026-10-02