Changes in Beneficial Ownership · 4
Rubrik, Inc.
RBRKNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
form4-11052026_011144.xml
Filing details
- Report period
- 2026-11-04
- Issuer
- Rubrik, Inc.
- Issuer CIK
- 0001943896
- Trading symbol
- RBRK
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- Wassenaar Yvonne
- Reporting owner CIK
- 0001707744
- Relationship
- Director
- Address
- C/O RUBRIK INC., 3495 DEER CREEK ROAD, PALO ALTO, CA, 94304
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-11-04 | C · Form 4 | 721 | A | 0 | 3,709 | D |
| Class A Common Stock | 2026-11-04 | S · Form 4[F1] | 721 | D | 116.61 | 2,988 | D |
Table key
- C · Form 4
- Derivative conversion
- A
- Acquired
- D
- Direct
- S · Form 4
- Sale on the market or privately
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | [F2] | 2026-11-04 | C · Form 4 | 721 | D | 0 | [F2] | [F2] | Class A Common Stock | 721 | 31,882 | D |
Table key
- C · Form 4
- Derivative conversion
- D
- Direct
Footnotes
- F1
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted December 15, 2025.↩ 1
- F2
- Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.↩ 1↩ 2↩ 3
Signature 1
- Signed
- /s/ Anne-Kathrin Lalendran, Attorney-in-Fact
- Date
- 2026-11-04
Company context
Rubrik (NYSE: RBRK), the Security and AI Operations Company, leads at the intersection of data protection, cyber resilience, and enterprise AI acceleration. Rubrik Security Cloud delivers complete cyber resilience by securing, monitoring, and recovering data, identities, and workloads across clouds. Rubrik Agent Cloud accelerates trusted AI agent deployments at scale by monitoring and auditing agentic actions, enforcing real-time guardrails, fine-tuning for accuracy and undoing agentic mistakes.