Notice of Proposed Sale · 144
Precigen, Inc.
PGENNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PRECIGEN, INC.
- Issuer CIK
- 0001356090
- SEC file number
- 001-36042
- Phone
- 301-556-9900
- Person for whose account securities are to be sold
- Shah Rutul R
- Relationships to issuer
- Officer
- Street
- 20374 SENECA MEADOWS PARKWAY
- City
- GERMANTOWN
- State / country code
- MD
- Postal code
- 20876
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 32,739 | 224,589.54 | 358,035,247 | 08/06/2026 | NASDAQ | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 04/30/2020 | Restricted Stock Vesting | Issuer | 12,472 | N | 04/30/2020 | Compensation |
| Common | 03/19/2021 | Restricted Stock Vesting | Issuer | 4,039 | N | 03/19/2021 | Compensation |
| Common | 05/12/2022 | Restricted Stock Vesting | Issuer | 16,228 | N | 05/12/2022 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/06/2026
- Signed
- /s/ Emily Navaro, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Rutul Shah.
- Plan adoption dates
- 03/31/2026