Notice of Proposed Sale · 144
Cardlytics, Inc.
CDLXNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Cardlytics, Inc.
- Issuer CIK
- 0001666071
- SEC file number
- 001-38386
- Phone
- 888-798-5802
- Person for whose account securities are to be sold
- Gupta Amit
- Relationships to issuer
- Officer · Director
- Street
- 675 PONCE DE LEON AVENUE, NE
- Street (continued)
- SUITE 4100
- City
- ATLANTA
- State / country code
- GA
- Postal code
- 30308
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 10,351 | 28,051.21 | 5,888,716 | 10/01/2026 | NASDAQ | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/01/2026 | Restricted Stock Vesting | Issuer | 10,351 | N | 10/01/2026 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Amit Gupta | Common | 07/02/2026 | 6,498 | 28,561.31 |
| Amit Gupta | Common | 07/06/2026 | 9,640 | 42,362.02 |
| Amit Gupta | Common | 08/17/2026 | 6,785 | 26,908.63 |
| Amit Gupta | Common | 08/18/2026 | 6,676 | 26,908.29 |
Seller — prior-sale row 1, entry 1
- Name
- Amit Gupta
- Street
- 675 Ponce de Leon Ave. NE
- Street (continued)
- Suite 4100
- City
- Atlanta
- State / country code
- GA
- Postal code
- 30308
Seller — prior-sale row 2, entry 1
- Name
- Amit Gupta
- Street
- 675 Ponce de Leon Ave. NE
- Street (continued)
- Suite 4100
- City
- Atlanta
- State / country code
- GA
- Postal code
- 30308
Seller — prior-sale row 3, entry 1
- Name
- Amit Gupta
- Street
- 675 Ponce de Leon Ave. NE
- Street (continued)
- Suite 4100
- City
- Atlanta
- State / country code
- GA
- Postal code
- 30308
Seller — prior-sale row 4, entry 1
- Name
- Amit Gupta
- Street
- 675 Ponce de Leon Ave. NE
- Street (continued)
- Suite 4100
- City
- Atlanta
- State / country code
- GA
- Postal code
- 30308
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Amit Gupta
Company context
Cardlytics (NASDAQ: CDLX) operates a purchase intelligence platform that transforms transaction data into targeted, personalized offers and rewards for consumer brands, delivered through banking and commerce platform in the United States and United Kingdom. We offer a range of solutions to help advertisers and publishers grow and strengthen customer loyalty. With visibility into approximately 50% of card-based transactions in the U.S. and U.K., Cardlytics enables advertisers to engage consumers at scale and drive incremental sales through our industry-leading card-linked offer network. Publisher partners can enhance their platforms with relevant and personalized offers that improve the shopping experience for their customers. Learn more at www.cardlytics.com or follow us on LinkedIn.